From: Sent: Thursday, April 7, 2016 1:14 AM To: jeffrey E. Subject: Re: Lux regulator gets every yr from every bk the list of " political=y exposed clients " . KAQ was obviously one Ariane de Rothschild On 07 Apr 2016, at 02:15, jeffrey E. <[email protected] <mailto:[email protected]» wrote: the structure having compliance report to the ceo&nb=p; is one of the major issues . since he was dirty, = core problem. how did the lux bank regulator appr=ve On Wed, Apr 6, 2016 at 5:22 PM, [email protected] <[email protected] <mailto:[email protected]= target=» wrote: In any case, impossible to leave bk s internal organisation as is . Wi=l need to reorg & strengthen legal&compliance out of Gva hea=quarters ( likely have one head of legal and one of compliance) and not Io=ally in lux . Also review audit committee who went along and never questioned client=and funds provenance And I m conscious i II get the heat for this ( knowing B demanded that=i make sure not to "unsettle Marc ") Ariane de Rothschild On 05 Apr 2016, at 17:19, jeffrey E. <[email protected] <mailto:[email protected]» wrote: little intl attention. lux a=thorities will be very unhappy as well as internal people. . G= SLOW< all decision should be run by kathy , &nb=p; pr , can come back to bite you , if not very careful please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this EFTA_R1_01298415 EFTA02337209