Ticket# 104483515 Client Name ECI LOB GHISLAINE MAXWELL 0106585908 PB Account# Account Title Account Type Initiated Date Initiator Initiating Team 01/30/2013 12:44 PM MARIA A COUTO PB FRONT OFFICE Verify & Confirm for Ghislaine Maxwell Final Risk Rating Initial Risk Rating GCS Report Requested Presence of Potential High Risk Indicators Comments Summary of Risk Attributes Creation Date Risk Updated History Entered by GCS Grid Search Type Company Information Corporate Records Other Database Searches (RDC/MIS/Factiva) Internal Database Search (CSSS/FPS) State Court Searches Federal Court Searches Personal Particulars Publications Regulatory Sanctions OFAC/Control List Search Negative or Inconsistent Information GCS Red Dot Has this been identified as Red Dot KYC? Negative Information Found Banker Attestation Details As the client sponsor, I understand that I am primarily responsible for protecting the firm's reputation from EFTA01594370