GHISLAINE MAXWELL ACCT For the Period 17/1/13 to 12/31/13 SECURITIES TRANSFERRED IN/OUT Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Taction Quantity Transaction Market Value' Settle Date Method Description Cost Securities Transferred In 12/2 NonTaxable Exchange GENERAL MOTORS CO MANDATORY CONVERSION - HOLDERS RECEIVE 1.37360 COMMON SHARES FOR EACH SERIES-0 PREFERRED SHARE OF GENERAL MOTORS COMPANY, CUSIP: 37045V209, HELD. (ID: 3704W-10.0) 1,373.000 50,000.00 53,176.29 Securities Transferred Out 1212 Exchange GENERAL MOTORS CO CV PFD S MANDATORY CONVERSION - HOLDERS RECEIVE 1.37360 COMMON SHARES OF GENERAL MOTORS COMPANY. CUSIP: 37045V100, FOR EACH SERIES-S PREFERRED SHARE HELD. (ID: 37045V-20-9) (1,000.000) 50,000.00 (53,020.00) J.P. Morgan Page 18 of 31 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049367 SDNY_GM_00318565 EFTA01521921