GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Onginal Cost Accrued Div. Preferred Stocks CITIGROUP CAPITAL XIII 7 7,6% PFD 173080-20-1 C PN NA IBAI 27 50 10,000.000 275600.00 261.300.00 13,700.00 19690.00 7.16% COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PEI 25.05 4,200.000 105210.00 98,778.96 6,431.04 7,350.00 1,837.50 6.99% JPM CHASE CAPITAL XXUf 61% PFD 48125E-20.7 JPM PC 25.70 2,500.000 64,250.00 62,500.00 1,750.00 4,187.50 6.52% Total Preferred Stocks Concentrated & Other Equity JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DID 04/2312008 46625N-HA-1 8BB43A1 11090 150000030 8444.480.00 166 353.00 3422.578.96 157,909.17 $21.881.04 8,443.83 $31.227.50 S1.837.50 11,850.00 32.85 7.03% 7.06% JP Morgan Page 7 of 31 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049270 SDNY_GM_00318468 EFTA01521835