GHISLAINE MAXWELL For the Period 9/1/12 to 9/30112 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Onginal Cost Accrued Div. Preferred Stocks CITIGROUP CAPITAL XIII 27.85 10,000.000 273500.00 261,300.00 17,200.00 19,690.00 7.07% 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 25.19 4,200.000 105,798.00 98,778.96 7,019.04 7,360.00 6.95% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 26.00 2,500.000 65,000.00 62500.00 2,500.00 4,187.50 6.44% 61% PFD 1,046.88 48125E-20.7 JPM PC Total Preferred Stocks 9449,296.00 6422,678.943 $28,719.04 $31,227.60 6.96% $1,046.86 Concentrated & Other Equity GENERAL MOTORS CO 37.28 1,000.000 37,280.00 50,000 CO (12,720.00) 2,375.00 6.37% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 113.03 150.000.000 169.545.00 157.909 17 11,635.83 11,850.00 6.92% 7.9% PFD STK APR 30 2049 4,970.40 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $206,826.00 $207,909.17 ($1.084.17) 614.226.00 6.82% $4.970.40 JP Morgan Page 8 of 32 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048749 SDNY_GM_00317947 EFTA01521370