GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Trade Date Settle Date Type Description Per Unit Market Amount USD Cost USD Currency Quantity Local Value Local Value GaIn/Loss USD Settled Securities Purchased 4/18 Purchase RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 3.000 58.51 (175.53) 4/18 REINVESTED. 34.809989 PER SNARE (109.50) (ID: 788994-90-9) COST ADJUSTMENTS - Pound Sterling 0.95 Se: e Da:e Type DeSCnphon Quantity Cost Basis Adjustments USD Local Value •1 Wash Sale Adj RIO TINTO PLC ISIN 080007188757 SEDOL 0718875 3000 36.70 TRADE DATE OF SALE : 03/20/12 (ID: 766994-90.9) 20.60 JP Morgan Page 55 of 60 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048572 SDNY_GM_00317770 EFTA01521210