GHISLAINE MAXWELL For the Period 2/1/12 to 2/29/12 Pr ce Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Onginal Cost Accrued Div. Preferred Stocks JPM CHASE CAPITAL XXIX 25 94 2,500.000 84,850.00 82,500.00 2,350.00 4,187 50 6.46% 6 7% PFD 48125E-20-7 JPM PC Total Preferred Stocks 5436,402.00 $422,678.96 813,823.04 $31,227.60 7.16% Concentrated & Other Equity GENERAL MOTORS CO 42.89 1,000.000 42,690.00 50,000.00 (7,310.00) 2,375.00 5.58% CV PFD B 593.75 37045V-20-9 OM PB JPMORGAN CHASE & CO 108.79 150.000.000 163,182.00 157,909 17 5,272.83 11,850.00 7.22% 7.9% PFD STK APR 30 2049 3,982.80 DTD 04/23/2038 413825H-HA-1 BBB /BAA Total Concentrated 8, Other Equity $205.872.00 5207,909.17 ($2,037.17) $14,225.00 6.88% 84.576.55 JP Morgan Page 10 of 33 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048423 SDNY_GM_00317621 EFTA01521066