Ticket# 102745698 Client Name ECI LOB NEPTUNE LLC 0391309309 PB Account# Account Title Account Type Initiated Date Initiator Initiating Team 01/03/2012 10:50 AM ELIZABETH M CAMPBELL PB FRONT OFFICE Verify & Confirm for NEPTUNE LLC Final Risk Rating Initial Risk Rating GCS Report Requested Presence of Potential High Risk Indicators Comments Summary of Risk Attributes Creation Date Risk Updated History Entered by GCS Grid Search Type Company Information Corporate Records Other Database Searches (RDC/MIS/Factiva) Internal Database Search (CSSS/FPS) High High Full No Updated Risk Previous Risk Comment Security Service Details Information not confirmed for Neptune LLC; details included in the attachment. (TAX ID and Address) EFTA01481957