Ticket# 105258609 Client Name ECI LOB Account# DARREN INDYKE Account Title 0221165201 PB Verify & Confirm for DARREN INDYKE Final Risk Rating High Initial Risk Rating GCS Report Requested Presence of Potential High Risk Indicators Reason for Adjustment Comments Summary of Risk Attributes Please summarize any material changes which have occurred with the client within the past 12 months: Standard Full No Attorney of a convicted felon Accounts are to be monitored while relationship in in process of exit. Darren is the attorney of convicted felon, Jeffrey Epstein. Jeffrey Epstein is a longstanding client. He has dissolved his family office (New York Strategy Group) and has split it in two: HBRK Associates Inc. and Darren K Indyke PLLC. HBRK provides consulting services to Mr. Epstein. Account Type Initiated Date Initiator Initiating Team 07/13/2013 07:22 AM JUSTIN D NELSON PB FRONT OFFICE Creation Date Risk Updated History Entered by Updated Risk GCS Grid Search Type Company Information Corporate Records EFTA01481812