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EFTA01480731

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Has an employee of JP Morgan Wealth Management met the client In person? Yes What independent background check, in addition to the Global Corporate Security ("GCS-) background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network JPMC Network Date 02 Feb 2010 JPMC Network Comments Darren Indyko is the longstanding internal counsel to Jeffrey Epstein (JPM client). Politically Exposed Person Is the client a current or former Senior United States or Non- USA Official f also known as a Politically Exposed Person PEP related to a PEP or close! associated with a PEP? No Source of Wealth/Financial Information Source of Wealth- identify the clients source of wealth from the follovnnq list of options Employment Which country (i es) is(are) the Clients primary Source of Wealth or income derived? UNITED STATES What is the clients current position? (Include any former if significant to source of wealth) Darren lndyke (SSNInDOB:IIIM. US Citizen) positions, is Jeffrey Epsteinsis omey. ey Eps an is alongstanding client. He has dissolved his family office (New York Strategy Group) and has split it in two: HBRK Associates Inc. and Darren K. Indyke PLLC. HBRK provides consulting and accounting services to Mr. Epstein. Jeffrey Epstein is an existing client of PB. He is an active brokerage client across asset classes currently covered by the Fan's GIO desk. Jeffrey Epstein has been an investment advisor for numerous high no/ worth clients and also a personal investor. Jeffrey is very accessible and well known to the team We have advised him on investments as wet as estate planning opportunities. Jeffrey has continues to be well connected across business channels. Epstein is well known to several JPM PB employees and senior management including Jes Staley. Also. Mr. Epstein was convicted of a felony charge in 2008. Jes Staley conferred wi

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