Subject: RE: 2018 Periodic Review of Hi h Risked Accounts ), Butterfly Trust ( ) and Neptune, ) under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Stewart Oldfield < Date: Wed, 05 Sep 2018 18:03:20 -0400 To: Vijay-A Sawant Cc: Richard Iarossi Mayur Rathod < Bradley Gillin Thanks. Just submitted these. Do you know who is approving on behalf of Andrew Gallivan while he's out? From: Vijay-A Sawant Sent: Wednesday, September 05, 2018 9:34 AM To: Stewart Oldfield < Cc: Richard Iarossi Ma ur Rathod <a; Bradley Gillin < Subject: RE: 2018 Periodic Review of Hi h Risked Accounts ), Butterfly Trust ( ) and Neptune, LLC ) under the SOUTHERN FINANCIAL RELATIONSHIP [I] Importance: High Many thanks Stewart!! Just wanted to remind you that KYC Case#01977700 also requires your review and submission to AML as per attached email. This case has 2 other accounts, so we will have 5 high risked accounts submitted today. .7 Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group EFTA01438389