DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review *** it Client Referral How Was the Client(s) Introduced? How long has the RM personally known the client? RM Prospect Intermediary/FIM Other Source (CIB, etc.) Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. Last Approved KYC # - ; Butterfly Trust - 1804531; Neptune, LLC - 1790739. Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? Yes (If Yes, describe): List all existing and new accounts involved in this relationship Legal Entity Account(s) 1 2 11 3 1! Account Name / Number & Kar na Shuliak- Butterfly Trust - - MMBA- Neptune LLC - - DDA- Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information EFTA01436214