Subject: Fw: GBSA [I] From: Stewart Oldfield Date: Tue, 27 Jun 2017 01:37:06 -0400 To: Bradley Gillin Cynthia Rodriguez Classification: For Internal Use Only Please let me know what I need to do. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel: Mobile: Email: Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 blackberry Thanks Securities offered through Deutsche Bank From: Michele Hurley Sent: Monday, June 26, 2017 09:02 PM To: Stewart Oldfield Subject: FW: GBSA [I] Classification: For internal use only Hi: Securities Inc. As mentioned in the below email, attached please find your Customer List along with the GBSA attestation. Please review the spreadsheet again, noting any additional determinations that have been made in the last 1.5 weeks and then complete the attestation and return to Tanya Johnson-Coomes by close of business Tuesday, 6/27. As previously communicated, for any customers that were determined to be AIFs or for which a determination could not be made, overdrafts will not be permitted until such time as we are able to make a determination. This applies to all customers where the Exempt Yes / No column says anything other than "Yes". EFTA01421735