Subject: Re: 2018 Periodic Review of Hi h Risked Accounts , Butterfly Trust and Neptune, LLC 111.11 11. Oldfield under the SOUTHERN FINANCIAL RELATIONSHIP [I] Date: Wed, 05 Sep 2018 10:30:52 -0400 To: Vijay-A Sawant Cc: Richard Iarossi Mayur Rathod Bradley Gillin Great, thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 5, 2018, at 9:34 AM, Vijay-A Sawant wrote: > Many thanks Stewart!! Just wanted to remind you that KYC Case#IIIIIIII also requires your review and submission to AML as per attached email. This case has 2 other accounts, so we will have 5 high risked accounts submitted today. .7 Kind Regards, <image001.gif> Vijay Sawant EFTA01420904