Sheet2 Annual Client Update: ID Customer Number Customer Name Primary Officer Relationship Meet ing/Call Date Material Changes A15. Client Status Update Description Days Overdue MSR Bank Silos COMMENTS Nina Fund LP Mary Ann Coleman HARKIN RELATIONSHIP 1/16/2015 ater/ Nom nes Office address changed to 475 Park Avenue South NY NY 10016 A KYC update wil 1 be performed 105 Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby New York COVERAGE-Domestic AML to Close - KYC Approved # 01385526 Ellin, Howard Ed Finley ELLIN, HOWARD RELATIONSHIP 10/9/2014 Estimated annual income remains 1.5MM from salary and investment income. After further conver sation with the client, he revealed more information on positions we were not aware of. His estimate d net worth is now 20-25MM, revised up from 5-10MM. This is not a change in wealth, just a better un derstanding of the assets he has been holding since the relationship began. 204 Kim Hart, An drew Galivan, Michael J. Davis, Michael Jacoby New York COVERAGE-Domestic AML to Close - KYC Approved # LBF Consulting Services B.C. LTD Armando Estua-Belaunzaran RAMI REZ RELATIONSHIP 10/14/2013 No material changes - consulting fees are relatively stable to last year's fees. One of the partners recently passed away - there is going to be changes to t he sigantories in the account. The client has not yet specified if a new sigantory is to be added. 5 a Arias, Felipe Goddard LatAm Intl COVERAGE-LATAM AML to Close - KYC Approved Landis, Betsy M. Liz Payne LANDIS, DONALD RELATIONSHIP 11/6 C ent passe away on 8/24/14. Account has been placed on Caution. Client passed away o n 8/24/14. Account placed on Caution. 176 Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacob New York COVERAGE-Domestic AML to Close - KYC Approved II- Landis, Donald M. Liz Payne LANDIS, DONALD RELATIONSHIP 10/3 /2014 Donald Landis passed away on 8/24/14. Cautions have been placed on his accounts w