7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 One sheet must be established per in the relationship 1. Relationship Details Relationship Name: Relationship Manager: SOUTHERN FINANCIAL RELATIONSHIP: 00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship reason for new profile and attach old profile: *** 2018 Periodic Review *** Client Referral How Was the Client(s) Introduced? How long has RM personally known the client? Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? RM Prospect Intermediary/FIM Other Source (CIB, etc.) Please provide details (e.g. personally has known client, reached out to Stew Oldfield relationship.. Last Approved KYC # - 1804531; Neptune, LLC - 1790739. Yes (If Yes, describe): List all existing and new accounts involved in this relationship Legal Entity Account(s) 1 2 3 Account Name / Number Karyna Shuliak- Butterfly Trust - Neptune LLC - Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right the name of referral source, etc.): Jeffrey Epstein on 3/7/17 to have a new acct opened under this relationship - list all accounts included exists, provide how many years Butterfly Trust RM EFTA01417330