Subject: RE: Southern Financial - Client Confirmation [C] From: Xavier Avila Date: Fri, 30 Mar 2018 12:20:16 -0400 To: Richard Kahn Cc: Paul Barrett Martin Zeman < Liam Osullivan Davide-A Sferrazza < Nina Tona Stewart Oldfield Richard/Paul, it seems the KYC has been finalised with the below. Paul, we are working now in the downstream operations to get you active in OTC Credit and Equity Derivatives. Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc From: Xavier Avila Date: Thursday, Mar 29, 2018, 12:45 To: Richard Kahn Cc: Paul Barrett , Martin Zeman errazza , Nina Tona Oldfield fl t• Subject: RE: Southern Financial - Client Confirmation [C] , Davide-A , Stewart Thanks Richard, we let you know if we need anything else at this stage. From: Richard Kahn [mailto: Sent: Thursday, March 29 2018 11:13 AM To: Xavier Avila Cc: Paul Barrett ; Martin Zeman Sferrazza ; Nina Tona Oldfield Subject: Re: Southern Financial - Client Confirmation [C] ; Davide-A ; Stewart EFTA01413483