Subject: RE: CDD form for Prytanee - please complete and return [C] From: Stewart Oldfield <= > Date: Tue, 05 Jun 2018 11:22:29 -0400 To: Bradley Gillin Darren Indyke Cc: Rodney Macelus Bcc: By way of background, this year, the United States Department of Treasury enacted a new regulation, the Customer Due Diligence Requirements for Financial Institutions ("CDD Rule"), which requires Deutsche Bank Wealth Management to obtain, verify, and record information about our legal entity customers. In order to remain compliant with our obligations to combat financial crime, Deutsche Bank has enhanced its KYC policies. As we update your KYC file, we must also obtain the attached Certification Regarding Beneficial Owner of Legal Entity Customers ("Certification") from you. We kindly ask you to return the completed and signed Certification. You may return the completed and signed Certification via e-mail, fax or regular mail. However, please be aware that pursuant to the guidance issued with the CDD Rule, the individual that returns the Certification must be the same person that completes and signs the Certification. Once we have reviewed your completed Certification, we will contact you if additional information is required. Thank you. From: Bradley Gillin Sent: Tuesday, June 05, 2018 11:21 AM To: Stewart Oldfield <I >; 'Darren Indyke' ‹ > Cc: Rodney Macelus < Subject: RE: CDD form for Prytanee - please complete and return [C] EFTA01413465