Subject: RE: KYC Breach SOUTHFINANMD_Southern Financial, LLC FFT Location [I] From: Nina Tona Date: Tue, 17 Apr 2018 08:32:04 -0400 To: Mathew Negus Jimmy-H Xu Xavier Avila Akash Malhotra Cc: Joe Aglione Ian Salters Pankaj-A Chopra NCAOTC Derivatives Martin Zeman Alka Gopala Classification: For internal use only Mat — let me know if I can help you with this. Thank you Nina Tona KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or EFTA01406857