Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] From: Mathew Negus Date: Mon, 16 Apr 2 To: Xavier Avila Akash Malhotra Cc: Shawn Staker NCAOTC Derivatives Pankaj-A Chopra Alka Gopala Nina Tona Ian Salters Martin Zeman Classification: For internal use only I would re-book to London if the desk agrees. From: Xavier Avila Sent: Monday, April 16, 2018 7:44 AM To: Akash Malhotra Cc: Shawn Staker ; NCAOTC Derivatives an aj Chopra Alka • Nina Tona Ian Salters • Mathew Negus Martin Zeman Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] Negus, what do we do with the below? If easy extension to OTC Rates FFT we can provide docs, if not we move this to London where client is onboarded? Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc EFTA01406842