Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] From: Nicholas Hislop Date: Mon, 21 May 2018 12:07:32 -0400 To: Kareen Johnson Cc: Simon Nall Martin Zeman Daniel-A Kl ashtorn Nina Tona < Xavier Avila Davide-A Sferrazza AMLUK Reviews Devshiji Odedra Ian Salters Ricky-x Patel Jesse-J Cruz Zack Bunimovic Jonathan Whittle < James Gladwin < Classification: For internal use only Hi Kareen, Is this not because the client is High risk and therefore all extensions are routed to AFC, and/or the Global KYC was out of date? Therefore the completion of the global triggered the local requests for review? From: Kareen Johnson Sent: 21 May 2018 12:34 To: Nicholas Hislop < 1~ , Cc: Simon Nall ; Martin Zeman Daniel-A Kl ashtorny ; Xavier Avila ca›; ; Nina Tona ; Davide-A Sferrazza • AMLUK Reviews < ; Devshiji Odedra ; Ian Salters - ; Ricky-x Patel esse-J Cruz <' ; Zack Bunimovich ; Jonathan itt e ; ames adwin u jec : e: sca a ion: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] EFTA01406804