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EFTA01406292

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Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] From: Xavier Avila Date: Fri 30 Mar 2018 12:02:17 -0400 To: Zack Bunimovich Liam Osullivan Nina Tona Martin Zeman • Rita Shteynber Cc: Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Stephanie Dotto Thanks everyone, we are looking to extend relationship to OTC Credit Derivatives and GED (OTC Equity Derivatives). We have trades to execute when this is done. Xavier Avila Managing Director Deutsche Bank Securities Inc From: Zack Bunimovich Date: Friday, Mar 30, 2018, 11:26 To: Liam Osullivan Xavier Avila Shteynberg Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] , Nina Tona , Martin Zeman Rita , Alastair Mackinlay Davide-A Sferrazza Classification: For internal use only Hi Liam, Thanks for this. We are good to go from a KYC perspective. The team is just working on the operational/downstream pieces now. Thanks, EFTA01406292

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