Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] From: Nicholas Hislop Date: Tue, 22 May 2018 04:42:27 -0400 To: Kareen Johnson < Cc: Simon Nall < Martin Zeman Daniel-A Klyashtorny Nina Tona Xavier Avila Davide-A Sferrazza AMLUK Reviews Devshiji Odedra Ian Salters Ricky-x Patel Jesse-J Cruz Zack Bunimovich Jonathan Whittle James Gladwin Classification: For internal use only From what I can see in the audit, the profile was loaded, and has actually been through the workflow post loading. I can only assume that this is a case of the profile being out of date or not complete (ie KYC missing, this was originally a UP in London migration and few Ups were found to have KYC). From: Kareen Johnson Sent: 22 May 2018 02:35 To: Nicholas Hislo Cc: Simon Nall ; Martin Zeman a; Daniel-A Klyashtorny ; Nina Tona Avila ; Davide-A Sferrazza ; AMLUK Reviews ; Devshiji ; Ian Salters ; Ricky-x ; Jesse-J Cruz ; Zack ; Jonathan Whittle James Gladwin <a> Escalation: ONB-1135648 / LKYCGB-160049 / Southern Odedra Patel Bunimovich a Subject: Re: LLC [I] Financial EFTA01400073