From: Bradley Gillin 1 Sent: 10/12/2018 11:43:12 AM To: Vijay-A Sawant Stewart Oldfielda. CC: Richard larossi Mayur Rathod [ 1 . Subject: RE: Assistance required in resolving Rejection Points • KYC 01977695 [I] Attachments: Zorro Sept 2018 Bank stmt.pdf; P8 LTA.PDF; PB ID.PDF Classification: For Internal use only Vijay. Paul Barrett should be added to the KYC - ID and SS# attached. See attached bank statement for Zorro. Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Friday, October 12, 2018 4:11 AM To: Stewart Oldfield >; Bradley Gillin Cc: Richard larossi • ' ' ' • " I>; Mayur Rathod Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 Importance: High Hi Stewart, Many thanks for the confirmation, we look forward to the documentation regarding the case dismissal which should help in resolving the rejection point below. Below two are the remaining pending items - 1) Please provide documentation that evidences signing authority for - Southern Trust Company Inc - N4G023812 - DBSI. (KG - UNRESOLVED. After reviewing this account in NetEx, it seems that Paul S Barrett is was added as an LPOA. Please add him and provide the appropriate research etc.) — Kindly advise on this? Does Paul Barrett really need to be added? He was not added in previously approved cases. Kindly provide supporting documentation if your answer is yes. 2) Please provide proof of address for Zorro Management LLC? (KG — UNRESOLVED. Please provide independent proof) — Please advise if ok to use DB bank statement as 'independent' proof of address or provide any alternative relevant doc, if available. They are not accepting address verification from the LLC Agreement for this entity. Kind Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0077237 CONFIDENTIAL SD