From: vijaya Sawant Sent: 9/6/2018 12:29:27 PM To: Stewart 0ldfield CC: Bradley Gitlin ; Richard larossi Subject: RE: Vijay, are both Butterfly and Gratitude now complete? Thanks Importance: High Hi Stew, KYC Cases 01977698 (for Butterfly) & 01977700 (for Gratitude) are both in queue with AFC team for final approval, after initially approved by ABR. No rejections so far, so that good news!! 5 . 1 . ) , Kind Regards, L... Vijay Sawant KYC Case Representative Deutsche CM Centre Private Limited - Deutsche Bank Group Wealth Management 91, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon Eas Mumbal 400063, India Tel. Mobile +91 9833729812 From: Stewart Oldfield Sent: Thursday, September 06, 2018 9:48 PM To: Vijay-A Sawant < Cc: Bradley Gillin < >; Richard larossi < Subject: Vijay, are both Butterfly and Gratitude now complete? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Tel. Mobile Email) Secunties offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053711 CONFIDENTIAL SDNY_GM_00199895 EFTA01363615