From: Zack Bunimovich Sent: 5/18/20181:15:09 PM To: Nina Tona ;ODC-Equities Account-Opening Jesse-1 Cruz CC: ODC FixedlncomeRepoECM Martin Zeman Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Attachments: Request ID ONB-1135648 Southern Financial, LLC (13.8 KB).msg; RE_ Request ID ONB-1135648 Southern Financial, LLC [I] (3.92 KB).msg Classification: For internal use only Hi Nina, I believe James was speaking about the AFC review for the account. Now that the AFC piece was approved, the account was able to move forward to the downstream operational setups. This is essentially the last part in the process. The ask is for some sort of confirmation details to use for margining with Southern. Attaching the original ask here. Thanks, Zack From: Nina Tona Sent: Friday, May 18, 2018 1:02 PM To: Zack Bunimovich ODC-Equities Account-Opening < Jesse-1 Cruz Cc: ODC FixedlncomeRepoECM <[email protected]>; Martin Zeman Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Ill Classification: For internal use only Zack — can you please clarify the ask? I thought James said this was completed? Thank you Nina Tona KCP products and services ore intended and avoiAsb8.oniy for persons who ore sophistKoted instautionol investors within the meaning of the FINRA Rule 4522(C)(3), and who are capable of evaluating me strategies, characteristics and investment risks of, and exercising independent judgment in evoNotina, the ideas and ProduaschScuSsecr heron. Trades and transactions ore subject to relevant internal approvals of D8SI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank fry Client Partners (XCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis The KCP Americas