KYC Mint Page 16 of 19 DB PWM GLOBAL KYC/NCA: US/ LatAm /1 nt'l PART B rA Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Booking Center 0 Fir —1 NY/Offshore ❑Offshore O Moderate Risk rst tyi High msk Yoonsun Chung (Compliance Sgnature) O DB Employee O DB Managed PC E 0 B is Trustee/Co-Trustee .._lBearer Snares 4. Attachments A Tyoe of Photo ID Provided g Drivers License g Passpon O National/State 10 O Other Checklist of names (Individuals and/or entities) that were submitted for database B W Yes O No searches is attached C Please indicate the results of the database searches performed PDC searches complete ni Yes ❑No negative results found O Yes FA No PCR checks complete 52 yes O No negative results found O yes 52 No OFAC checks com plete ©Yes O No negative results found O Yes ir5 No BIS searches complete (LexiarNexis, Factiva, Reuters, Dow 52 Yes O No negative results found O Yes 22 Jones, D&B) No Denial Orders checks complete g Yes O No negative results found O Yes n No Martindale-Hubbell searched (Lawyers/Law Firms only) OYes btNo negative results found O Yes El No Please summarize any negative results from the database searches indicated above GRATITUDE AMERICA No negative media No court cases DARREN INDYKE: Negative media mentions his name as an owner of a building. The negative media is not about him individualty but about the others mentioned. No court cases D. JEFFREY EPSTEIN: Previoutty approved KYC #:01002293 8 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been dosed Neptune LLC: The court case in the research is a false positive and does not refer to the entity that is part of this KYC. The entity in the court ca,- refers to a NYC entity owned by Salvatore Judice. where as the entity in this KYC is a USIA entity solely owned by Mr. Epstein. Neptune LLC owned by Jeffrey Epstein do