Kind regards, Surendra Singh z Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 Mahindra Technology Park, Inside Mahindra World City - SEZ. 302029 Jaipur. India Tel. Fax Mobil Email Go green. Consider the environment before printing this email. From: Keith Buckholz Sent: Tuesday, November 14, 2017 3:12 PM To: Surendra Singh < Cc: Srikanta Gouda < >; Nitin-X Singh >; Collateral Admin-NY ; CUSTOMERBUILD BLO < >; Sendhil-kumar K < >; Halina Laczny < >; FX Middle Office >; FX Middle Office < >; Debra Jasper ; Roxanne >; Hiren Mathur < >; CRM-PWM Derivatives >; Enid Ellis < >; Collateral-Assets Newyork Subject: RE: New Derivatives account. (I) Classification: For Internal use only Hi Surendra, Can you please let me know who is asking for this information? We have never provided this information in the past when setting up new DDR accounts. I also don't have access to the requested documents. Thanks. Regards, Keith From: Surendra Singh Sent: Tuesday, November 14, 2017 11:00 AM To: Keith Buckholz Cc: Srikanta Gouda < Surendra Singh < >; Nitin-X Singh ; Collateral Admin-NY CUSTOMERBUILD BLO >; Suren • ; Sendhil-kumar K FX Middle Office ; Debra Jasper Roxanne ; Halina Laczn ; FX Middle Office ; Hiren Mathur < >; CRM-PWM Derivatives < ; Enid Ellis Subject: FY)/ New Derivatives account. [I] Classification: For Internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0041254 SDNY_GM_00187438 EFTA01355935