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EFTA01351644

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Subject: Re: Fw: allocation [C] From: Haig Ariyan Date: Tue, 05 Nov 2013 10:45:26 -0500 To: Chip Packard Not there yet, this is a very togh ask, and should be used from the stock WIC gets. Reallocate from the flippers. Original Message From: Chip Packard Sent: 11/05/2013 10:25 AM EST To: Haig Ariyan Subject: Fw: Fw: allocation [C] Classification: Confidential The below are all PB clients. I would still like to carve out Epstein and Wolfson on top of the allocation process if you agree and allocate Rose from the PB pool. Rationale is that the Wolfson's are already a huge client and Epstein just transferred $180 mm from JPM where he will likely get a big allocation on this deal. Second rationale is that although these clients are all PB clients this time, they could be PCS only clients in the future. What do you think partner? Chip Packard Managing Director Co-Head, Wealth Management Americas Deutsche Asset and Wealth Management Securities offered through Deutsche Bank Securities Inc. Original Message From: Caroline Kitidis Sent: 11/05/2013 10:11 AM EST To: Chip Packard; Haig Ariyan Subject: Fw: Fw: allocation [C] Classification: Confidential H&C, Per our conversation you agree that KCP allocations can come off top before PB/PCS breakdown? Its 3 clients where we have allocations. If so I will discuss w Mike I. See below. EFTA01351644

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