Classification: For internal use only Hi Amanda, AML Compliance has reviewed the RDC and PCR alerts dated 5/28/2013 pertaining to our prospective client, Jeffrey Epstein. The RDC Alerts are positive matches for our prospect as it pertains to negative information based on reputation. However, AML Compliance clears these alerts based on the attached email approval from Chip Packard with the support of senior management on an AML reputational and legal perspective to onboard the prospective client, Jeffrey Epstein. The two PCR alerts involve a Jeffrey S Epstein that lives in Massachusetts. Our prospective client has a different middle name, Edward, and resides in New York and Florida. Accordingly, AML Compliance CLEARS these PCR alerts as false positives. Best regards, Andrew J. Kisz Andrew J. Kisz Associate I MIL Compliance Officer DB Services New Jersey. Inc. Asset & Wealth Management 5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA Peucift,tr BwOrm From: To: Cc: Date: Subject: Amanda Kirhvidh/dhrnm 08/1212013 05.42 PM Fw. Jeffrey Epstein _RDC Alert.Jeffrey Epstein PCR Alert [I] Classification: For internal use only Hi, I realized I never heard back for the below clearance approval. Please let me know as soon as possible as we are now moving ahead with this client and would like to open accounts ASAP. Thank you, Amanda SDNY_GM_00065145 CONFIDENTIAL - PURSUANT TO FED. R.ctON(F IDENTIAL DB-SONY-0027970 EFTA_00 175645 EFTA01299294