Vijay-A Sawant From: Carl Timcke on behalf of PWMUS AMLKYC Sent: Monday, June 04, 2018 6:29 PM To: Vijay-A Sawant Cc: PWMUS AMLKYC; Stewart Oldfield; Bradley Gillin Subject: CLEARED: Fircosoft Alert_ Caroline Sophie Camille Lang [ff Attachments: Fircosoft_alert_Caroline Sophie Camille Lang.pdf Follow Up Flag: Follow up Flag Status: Flagged Classification: For internal use only Good morning Vijay, AML Compliance has reviewed the Fircosoft Alert generated 5/31/18 for Caroline Lang, Grantor/Trustee of The Pierre Trust; Grantor/UBO of The Pierre Trust which owns 50% of Prytanee, LLC, existing client of the Private Bank. Caroline is a Chairman at Sotheby's (Contemporary Art). Our Party: Caroline Sophie Camille Lang, YOB , is Caroline is a Chairman at Sotheby's (Contemporary Art) Switzerland. Photo: http://www.sothebys.com/en/specialists/caroline-lang/bio.html Alert Subsea: Caroline Lang, is an actress and a PEP due to her father, Jack Lang, a former member of the French Legislature. https://www.imdb.cominameinm0485701/ Photo: https://www.gettyimages.co.uk/photos/caroline- lane?sort=mostpopular&mediatype=photography&phrase=caroline%2Olang# AML Compliance clears this alert from AML perspective as a false positive as the occupation, physical appearance and location of Our Party do not match that of the Alert Subject. Regards, Carl Timcke hi* Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel 41.16.1IMINIIIIS Email 1 SDNY_GM_00065122 CONFIDENTIAL — PURSUANT TO FED. CQN Ve) DENTIAL DB-SDNY-0027947 EFTA_00 175622 EFTA01299279