KYC Print Page 1 of 19 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : One sheet must be established per relationshi - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELA11ONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Ok'field EJ New PWM Relationship kJ Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: ... 2018 Periodic Review - HR Overdue KYC ••• Last Approved KYC # - Jeepers Inc, Jege Inc & Jege LLC - 01790820 S:?.1 Client Referral LI RM Prospect 0 Intermediary/FIM El Other Source (cm, etc.) How Was the Client(s) Introduced? How long has the RM personally known the client? Please provide details (e.g. name of referral source, how many years RM personalty has known client, etc.): Jeffrey Epstein reached out to Stew Oldfteld on 3/7/17 to have a new acct opened under this relationship.. Does Deutsche Bank pay a retrocession or similar LI Yes 1.2 No compensation to a third party for the introduction of this relationship? (/f Yes, desalbel List all existing and new accounts Involved In this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 R) Jege Inc - - DOA-4M 10/18/2013 2 fa Jege LLC - DDA- 10/18/2013 3 r. Jeepers Inc - - DBSI- 9/23/2013 Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Darren K. Indyke contacted of contactfindicate phone no., fax no., e-mail address, etc.): Status : 6. Approved SDNY_GM_00063614 littps://dbforcepb.my.salesforce.c‘ 71‘arl er tilENT, At N30000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. . . ( ) DB-SDNY-0026439 EFTA 00174122 EFTA01298687