NAME SEARCHED: Richard Kahn PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC • No lilt • Not Required I. RDC Results RDC alert (Mail sent separately) CEI nit PCR No Hit • Not Required II. PCR Results No PCR alert (Please see attached) m Nit BLS 0 Yes LE No III. Negative Media There was no information found W. Non-Negative Media There was no information found a Not Required V. Other Language Media There was no information found D&B VI. D&B Not required Results? • Yes • No Not Requ IA ired Stumble( Results? IS Yes 0 No 0 Not Required VII. Smartlinx Result found(Please see attached) Court Caste P71 Review by Legal May VIII. Court Cases Result found(Plcasc sec attached) be Required LI No Results 0 Search not required Prepared by: Reena Chandwani Date:07/21/2017 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.manindale.comisp/Martindak/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only S0NCGM_00060362 CON