NAME SEARCHED: Jean Anne Brennan Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): R I X E l No I iit M Not Requaed I. RUC Results No RDC alert (Please see attached) O Hit PCR El No I lit O Not Required O Hit II. PCR Results No PCR alert (Please see attached) 1315 O Yes IN No III. Negative Media There was no information found IV. Non-Negative Media There was no information found • Not Required V. Other Language Media There was no information found Da vi Din There was no information found Remits'? O Ycs Co No O Not Required Smartlinx VII. Smartlinx Result found(Please see attached) Results? Yes O No El Not Required Court Cases O Review by I.ettal May VIII. Court Cases There was no information found be Required 0.7! No Results O Search not required Prcparcd by Decpanshu Sharma Date:07/17/2017 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:filartindale-Hubbellhttp://www.martindale.com/xp/MartindaleThome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.