NAME SEARCHED: Jeanne Brennan-Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results I. RUC Results RDC N No lit O Not kequIleti O Ho PCR 0 No lilt • Not Required II. PCR Results O Hit BIS O yes NI No Not Required III. Negative Media IV. Non-Negative Media V. Other Language Media D&B Results? O Yes ID No 0 Not Required Nit D&B Smartlinx VII. Smartlinx Remits? Yes O No • Not Required Court Cases O Review by Legal May be Requital re No Results VIII. Court Cases E Search not required Prepared by: Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://w st.martindale.com/sp/Mariindale/home.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Reviewer Comments (as necessary): No RUC Alert No PCR Alert No information found Not required No information found Not required Information found(Please see attached) No information found Date: 06/27/2017 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Research Arobst For internal use only CONFIDENTIAL DB-SDNY-0021324 EFTA_00 69060 EFTA01296282