NAME SEARCHED: Darren Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC CI No I lit • Not Required I. RDC Results No RDC alert (Please cee attached) nI l I lit PCR 0 No I la 0 Not Required • 0 I lit II. PCR Rcsul4 PCR alert (Email sent seperately) 1313 0 Yes IS No 0 Not Required III. Negative Media There was no information found IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B VI. D&B Not required Results? • Yes • No CI Not Required Smartlinx Results? 2 Yes 0 No 0 Not Required VII. Smartlinx Result found(Please see attached) Court Cases 0 Review by l.tgal May be Required N No Results VIII. Court Cases There was no information found • Search not requiral Prepared by: Shanu Gujaria Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Mariindale-Hubbellhttp://www.manindale.comhp/Martindakitiome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach fde to your KIT. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Date:06/16/2017 CONFIDENTIAL — PURSUANT TO FED