NAME SEARCHED: PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC 4 No lin • Not Required I. RDC Results No RDC alert (Please sec attached) Hit PCR No Hit Not Requited El Hit R. PCR Results No PCR alert (Please sec attached) BIS 0 Yes gi No III. Negative Media There was no information found IV. Non-Negative Media There was no information found • Not Required V. Other Language Media Not Required D&B VI. D&B Not Required aesuite N Yes • No C! Not Required Smartlinx VII. Smartlinx Result Found (Please sec attached) Results? sIs Yes 0 No • Not Required Court Cases 0 Review by Legal May be Required El No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Prachi Pawa Da e: 10/12/2016 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindatc.com/sp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you hive fully reviewed the research documents. CONFIDENTIAL — PURSUANT TO FED. Ft CRIM. P. 6(e) For internal use only CONFIDEN