NAME SEARCHED: Darren Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No Hit III Not Roquinad I RDC Results No RDC alert (Please sec attached) M llit PCR 0 No flit • Not Requinx1 II, PCR Results No PCR alert (Please sec attached) M Hit MS III. Negative Media Result found (Please sec attached) ( 8 3 Yes M No IV. Non-Nekitive Media There was no information found • Not Required v. Other Language Media There was no information found MB Wilt& There was no information found Results? M Yes - No O Not Required Smartlinx Roadie (8) Yes O No O Not Required VU. Smanlinx Result found (Please see attached) Court Cases El Review byl.egal May be Required 0 No Results CI Search not required VIII. Court Cases There was no information found Prepared by: Anshu Parashar Date:10/02/2015 Research Analyst Instructions: I. Review and confirm that7a11 results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We ha% e attached the w eh link below for your convenience:Nlartindale-Hubbellhttp://www.martindak.eomhp/filartindale/home.xml 3. As needed, pmvide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KIT. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only