KYC Print Page I of 12 DB PWM GLOBAL KYC/NCA: PART A KYC Case Status : 6. Approved One sheet must be established per relationshi • list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP.00000483290 Booking Center: New York Relationship Manager: Paul Morris • New PINSI Relationship O Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relaborsh p exists, provide reason for new profile and attach old profile: • Client Referral 0 RM Prospect O Mtermecary/FIM • Other Source (CIB. etc.) How Was the Client(s) Introduced' How long has the RM Personally known the client" please provide detals (e.g. name of referral source, how many years RN personally as known client, etc.): Jeffrey Epstein is a current dent of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paufs at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who Introduced then while Paul was at JPPlorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar O Yes I g No compensation to a third party for the introduction of this relationship' (If Yes, desenbey. List al existing and new accounts Involved In this relationship Legal Entity Account(s) Account Name / Number Opening Date (mended/actual) 1 2 Mort, Inc 11/12/2013 2 FA Mort, Inc -- Maley Market 11/12/2013 Who Is the primary contact person for the RM' (Note: This person needs to have signatory rIghls and/or information right for the accounts.): Harry BBaler Preferred method of contact (nclicate phone no., fax no., e-mail address, etc.): SDNY_GM_00039825 hups://dbforcepb.my.salesforCCINBIDailIJIAL000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002649 EF1'A_00150434