KY(' Print Page 1 of 21 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case : One sheet must be established per relationshi - list all accounts included in the relationshi 1. Relationship Details Relabonshe Name: SOUTHERN FINANCIAL RELATIONSHIP Booking Center: New York Relationship Manager: Stewart Oldfeld • New PArTI Relationship 2 Ensting PWM Relationship Relationship to FWM: If edstIng, please indicate since when the relationship exist, provide reason for new profile and attach old profile: "*" 2018 Periodic Review 0," Last Approved KYC It - LSE LW - 1790820; Southern Firendal LLC - 1790655 How Was the Client(s) 2 alert Referral O RM Prospect O Intermediary/PIM O Other Son (08, etc) Introduced? How long has the PM personally known the client? Please provide details (e.g. ame of referral source, how many years RM personally has known dint, etc): Jeffrey Epstein readied out to Stew Oldflekl on 3/7/17 to have a new acct opened under this relationshp.. Does Deutsche Bank pay a retrocession or similar O Yes I 2 No compensation to a third party for the introduction of this relationship? (If Yes describe). List all edsbng and new accounts involved in this relationship Legal Entity Account(s) Account Name! fainter Opening Date (Intended/actual) 1 LSE LW - 42959295 - DDA-42959295 2/25/2015 2 2 Southern Finandal LLC - 77000457 - DDA-7/00095/ 2/27/2017 3 2 Southern Finandal LLC - N46023804 - D851144G023804 8/2612013 Who 6 the primary CCIltiCt person or the RM? (Note: This person needs to have signatory rests aid/or (indicate Information right for the acccunis.): Darren K. Indyke Preferred method of contal (212) phone no., fax no., email address, etc.): 971-1314 Status : 6. Approved SDNY_GM_00037613 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SOW-0000437 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00148225 EFTA01282225