Fax sent by : 212 858 4389 FINRA 03-09-10 12:05p Pg: 1/22 FINRA Dispute Resolution Northeast Processing Center One Liberty Plaza 165 Broadway, 27th Floor Fax: 301-527-4873 Finr7fir Number of Pages including the Cover Sheet: Date: 03/08/2010 Case Number: 09-00979 Case Name: Financial Trust Company, Inc. and The C.O.U.Q. Foundation, Inc. v. Warren Spector To: Harry P Susman Phone From: Nicole Haynes Case Assistant Manager Message: This facsimile transmission is intended only for the addressee(s) shown above. It may contain information that is privileged, confidential, or otherwise protected from disclosure. Any review. dissemination or use of this transmission or its contents by persons other than addressee is strictly prohibited. If you have received this transmission in error, please notify us immediately by telephone at the above number. EFTA01153965