KYC Print Page 1 of 21 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01977703 One sheet must be established per relationship - list all accounts Included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RBATIONSHIP:00000483290 Booking Center. New York Relationship Manager: Stewart Oldfleld O New PWM Relationship 2 Existing MN Relationship Relationship to PWM: If existing, please vacate since when the relationship exsts, provide reason for new profile and attach old profile •" 2018 Periodic Review n* Last Approved KYC 9 - LSJE LLC - 1790820; Southern Fronde' LLC - 1790655 How Was the Chant(s) 21 pant Referral O RM Prospect O Intermediary/PIM O Other Source (Cs, etc.) Introduced? How king has the PM person* known tbe client? Please provide derails (e.g. name of referral sarce, how many years RM persona y ha known client, etc.): Jeffrey Epstein reached out to Stew Oldfleld on 3/7/17 to have a new acct opened under this relationship.. Does Deuisthe Bank pay a retrocession or similar O Yes 12 No compensation to a third party for the introduction of this relationship? af Yes, desatixot List all existing and new accounts involved in this relaflonship Legal Bitty Account(s) Account Name / Nankin Opening Date (rtended/actual) I ,4 et LSJE LLC - 42959295 - DOA-42959295 2/25/2015 5 Southern Anemia LLC - 77000957 - DDA-77000957 2/22/2017 3 RI Southern Anemia LLC - N4G023804 - DBSI.N4G023804 8/26/2 13 Who Is the primary contact person for the RN? (Note: This person needs to have signatory rights and/or information right for the accounts.): Darren K. Indyke rkeferred method of coMact (indicate phone no., fax no., e-mal address, etc): Status : 6. Approved CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(B) DB-SONY-0000437 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814400 EFFA_00019310 EFTA00169057