KYC Print Page 1 of 10 DB P1^/ NI GLOBAL KYC/NCA: PART A rA KYC Case a : 01898372 ne sheet must be established per relationship - list all accounts Included In the relationship Status : 6. Approved 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP' Booking Center: New York Relationship Manager: Stewart Oldied 0 New KM Retatenship 0 Edging PM RelauensNp Relationship to PWM: If existing, please indicate snce when the relationship exists, Provide reason for new profile and attach old profile: Initial funding must take place by 02/13/2018 in order to purchase assets for the trust 2 Client Retells 0 RM Prospect 0 intermediary/me 0 other Son (al, etc.) Hon Was the ['Not(s) Introduced? How long has the MI personalty known the ctent? Please provide details (e.g. name of referral son, how many years RM personally has known dient, etc.): Jeffrey Epstein reached out to Stew adieu on 2/02/2018 to open a new depos t account for his annuity trust mum fuming must take place by 02/13/2018 In order to pitchase asses for the trust Does Deutsche Bank pay a retrocession or Omit& 0 Yes 112 No compensation to a Med party for the nuoduction of this retationsNp? (/f Yes, *scar/ List all exisung and new accounts involved in this relations* Legal Entity Account(s) Remelt Name / Martel, Opening Date (Mended/actual) 1 El The 20 7 Caterpillar Trust - Deposit 2/13/2018 Who Is the primary contact person or the RM? (Note: This person needs to have signatory rights and/or Information right for the accounts.): off Gr , Lesley Preferred method of e con act (indicate owe no., fax no., &Mae address, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 8(e) DB-SDNY-0000300 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... UM92814263 EFFA_00019173 EFTA00168920