KYC Print Page 1 of 16 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case p : 01704382 Status : 6. Apprond One sheet must be established per relationship list all accounts included in the relationshi -. . 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP: BoDkog (enter New York Relationship Manager. Stewart OldAeld O New PWM Relationship RI Existing RAM Relationship Relationship to MYR If existing, please indicate since when gene rniatonshio exnb, provide reason for new profile and attach old profile: EZ Client Referral O RN Prospect 0 Intennediary/EIM 0 Other Source (CIB, etc.) How Was the Chengs) Introduced' How long has the RM personally known the client? please provide details (e.g. ame of referral source, how many years RN personaly has known client, etc.): /envy Epstein (President of Gratitude /unerka) is a current client of the bank. He and Darren lodyke reached out to Stew Oktheld on 12/23/2016 to open a checking account for its newest entity, Prytanee LLC Does Deutsche Bank pay a retrocession a similar O Yes 19 No compensation to a third party for the introduction of this relationship' Mt Yes, *sate" List all existing and new accounts involved n this relationship Legal Entity Account(%) Account Name / Number Opening Date (intended/actual) 1 9 Prytanee, LIG - Depose 1/6/2017 who is he primary contact PerSSII or the RIS' (Pk" : This person eeds to have signatory rights and/or Information right for the ccounts.): Darren Indyke Referred method of contact (indicate phone no., fax no., e-rildi address, etc.): Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di8ce... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002833 EFTA_000 16307 EFTA00167059