Webex interview of MD n 8.10.2021 - joined - Joined - joined Carolyn Forstein -.Attorney - joined joined joined joined - joined Barry pollack -Wttorney - joined Interview of c/10/2021 — Via Webex Background • M,vas on a private banking team. She was a junior person, a relationship coordinator. She worked with private bankers and helped with due dilligence for new and current clients.. would interface with them on the phone. Malso worked on KYCs, which were part of the regulations when you had to onbaord a client. • Within private wealth management division • When first joined, she was on a team where there were two private bankers. Their names aelieved she worked with them for about three or four years. Whenever Paul Morris began is when cleft their team. • Themworked with Paul Morris, a private banker. She then worked with a woman named sked to leave PM's team around the 2015 timeframe and then began we working with HK. • How many people were reporting the private bankers that wer part of the team?: The way that DB private banking was set up was their was a private banking team that was the main banker, a junior banker, and other junior people. Whenworked with there were about five or six people on the team. • How was the work generally distributed? Was taking assignments from the lead banker. It depended on who had capacity at the time and what was needed on any given day. • Onboarding process: o What made sake the job? She previously worked at Universal Music group as an assistance to the CFO of corporate finance. g wanted to leave that role and applied to DB. o •had not previously worked at a bank before • Trainin received whenilitarted working at DB: o does not remember precise details and could give a generalization. EFTA00128780