{"efta_number": "EFTA01656426", "page_count": 6, "url": "https://epstein-data.com/EFTA01656426", "pdf_url": "https://epstein-data.com/pdf/EFTA01656426.pdf", "pages": [{"efta_number": "EFTA01656426", "page_number": 0, "text_content": "FinCEN I Financial Crimes Enforcement Network \nUnited Stan pepsmatt of the Treasury \nBSAR Transcript \nBSA: 31000150848290 and DCN: \nFiling Information \nType of Report Initial Report \nJoint Report \nFiling Date 07/19/2019 \nReceived Date 07/19/2019 \nEntry Date 07/22/2019 \nSubmission Method Electronic batch filing \nSubject Information \nSubj•ct of 1 : EPSTEIN\nRole Subject \nIndividual/Organization Individual \nLast(or Entity) Name EPSTEIN \nFirst Name JEFFREY \nAlternate Name(s) \nAlternate Name I SOUTHERN TRUST COMPANY, INC \nGender Type Unknown \nDate of Birth \nSSN/ITIN \nForm(s) of Identification \nIdentification Type Other \nOther Text Non-documentary verification \nAddress(es) \nAddress Type Subject permanent/mailing address \nStreet Address 6100 RED HOOK QUARTER B3 \n6100 RED HOOK QUARTER B3 - Enhanced \nCity ST THOMAS \nST THOMAS - Enhanced \nState VI \nVI - Enhanced \nZIP Code 00802 \n00802 - Enhanced \nCountry VI \nUS - Enhanced \nPhone Number(s) \nType Work \nNumber \nCorroborative Statement to \nFiler \nNo \nRelationship to Reporting \nInstitution(s) \nInstitution TIN 043523439 \nRelationship of Subject Customer. Yes \nAffected Account(s) \nAccount Number Z40021776 \nPage 1 \nThe enclosed nformatico was caected and disseminated under provision: of the Dank Secrecy Act (Me SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. \n5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be treats accadingly The information may be used only for a purpose con ustent with acr.noal, tax. or regulatory \nnvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclutfen analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be \nfurther released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under \nthe GSA must be treated with particular ca\n... [truncated, 2259 chars — for the full page use /api/corpus/document/EFTA01656426/0 or ?id=EFTA01656426&page=0]", "char_count": 2259}, {"efta_number": "EFTA01656426", "page_number": 1, "text_content": "FinCEN I Financial Crimes Enforcement Network \nUnited S(.613 peps malt a the ricabuty \nBSAR Transcript \nBSA: 31000150848290 and DCN: \nSubject Information \nFinancial Institution TIN 1043523439 \nSuspicious Activity Information \nNo Amount Involved Yes \nDate or Date Range of Activity 04/12/2019 - 07/18/2019 \nOther suspicious activities Other. ADVERSE MEDIA \nActivity Location \nFinancial Institution Locatior 1 of 3 \nNo Branch Activity Involved Yes \nType of Financial Institution \nSecurities/Futures Clearing broker-securities \nSubsidiary of financial/bank holding company \nPrimary Regulator SEC \nCRD Number 13041 \nLegal Name National Financial Services LLC \nEIN 043523567 \nAddress \nAddress Type Address where transaction occurred \nStreet Address 200 Seaport Blvd \n200 SEAPORT BLVD - Enhanced \nCity Boston \nBOSTON - Enhanced \nState MA \nMA - Enhanced \nZIP Code 02210 \n02210-2031 - Enhanced \nCountry US \nUS - Enhanced \nInternal Control File Number 0000114447 \nFinancial Institution Location 2 of 3 \nNo Branch Activity Involved Yes \nType of Financial Institution \nOther. Transfer agent for \nFidelity group of mutual \nfunds \nPrimary Regulator SEC \nLegal Name Fidelity Investments Institutional Operations Company, Inc. \nEIN 042647786 \nAddress \nAddress Type Address where transaction occurred \nStreet Address 245 Summer Street \nPage 2 \nThe enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Depatment of the Treasury regdations implementing the BSA. See 31 U.S.C. \n5311. et seq.: 31 CFR Chapter X. The mformation a sensitive n nature and is to be treats accadingty. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory \nmvestigat.on or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be \nfurther released. disseminated. disclosed. or transmitted without prior approval of th\n... [truncated, 2420 chars — for the full page use /api/corpus/document/EFTA01656426/1 or ?id=EFTA01656426&page=1]", "char_count": 2420}, {"efta_number": "EFTA01656426", "page_number": 2, "text_content": "FinCEN Financial Crimes Enforcement Network \nUnited Sows Dees intent of the Ttmury \nBSAR Transcript \nBSA: 31000150848290 and DCN: \nActivity Location \n245 SUMMER ST - Enhanced \nCity Boston \nBOSTON - Enhanced \nState MA \nMA - Enhanced \nZIP Code 02210 \n02210-1133 - Enhanced \nCountry US \nUS - Enhanced \nInternal Control File Number 0000114447 \nFinancial Institution Locatior 3 of 3 \nNo Branch Activity Involved Yes \nType of Financial Institution \nSecurities/Futures Introducing broker-securities \nSubsidiary of financial/bank holding company \nPrimary Regulator SEC \nCRD Number 7784 \nLegal Name Fidelity Brokerage Services LLC \nEIN 043523439 \nAddress \nAddress Type Address where transaction occurred \nStreet Address 900 Salem Street \n900 SALEM ST - Enhanced \nCity Smithfield \nSMITHFIELD - Enhanced \nState RI \nRI - Enhanced \nZIP Code 02917 \n02917-1243 - Enhanced \nCountry US \nUS - Enhanced \nInternal Control File Number 0000114447 \nFiler Information \nPrimary Regulator SEC \nFiler Name Fidelity Brokerage Services LLC \nEIN 043523439 \nAddress \nAddress Type Reporting party address \nStreet Address 900 Salem Street \n900 SALEM ST - Enhanced \nPage 3 \nThe enclosed reformation was corrected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. \n5311. et seq.: 31 CFR Chapter X. The reformation is sensitive m nature and is to be treats accadingly The information may be used only fa a purpose consistent with acr.-int tax. or regulatory \nmvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluckig analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be \nfurther released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Craws Enforcement Network or he authorized delegate. Suspicious activity reports filed under \nthe GSA must be treated with particular care given that they contain\n... [truncated, 2231 chars — for the full page use /api/corpus/document/EFTA01656426/2 or ?id=EFTA01656426&page=2]", "char_count": 2231}, {"efta_number": "EFTA01656426", "page_number": 3, "text_content": "FinC:EN I Financial Crimes Enforcement Network \nUnita' Scams Departmea \n0.< I owity \n„ \n`7> \nBSAR Transcript \nBSA: 31000150848290 and DCN: \nFiler Information \nCity Smithfield \nSMITHFIELD - Enhanced \nState RI \nRI - Enhanced \nZIP Code 02917 \n02917-1243 - Enhanced \nCountry US \nUS - Enhanced \nType of Financial Institution \nSecurities/Futures Introducing broker-securities \nSubsidiary of financial/bank holding company \nCRD Number 7784 \nInternal control/file number 0000114447 \nContact for Assistance \nFull Name Ray Rowland \nPhone Number \nPhone Type Work \nLaw Enforcement Information \nNo Law Enforcement Information Available \nNarrative \nThis is a joint filing by Fidelity Brokerage Services LLC (-FBS*), National Financial Services LLC (-NFS\") and Fidelity Investments \nInstitutional Operations Company, Inc. (\"FlIOC*) on behalf of certain of the Fidelity Group of Funds, affiliated financial institutions \nthat are among the family of companies collectively doing business as 'Fidelity Investments.\" \nThis suspicious activity report ('SAR') is being filed because Fidelity discovered adverse media associated with a Jeffrey Epstein, \nan authorized individual on a corporate account established on 4/12/2019. The account relationship has since been terminated, \nand the assets in the account have since been transferred to Interactive Brokers, Banco Popular, and First Bank as detailed below. \nAccording to multiple news articles, Jeffrey Epstein was arrested on 07/06/2019 and charged with one count of sex trafficking of \nminors and one count of conspiracy to engage in sex trafficking of minors. Additional media information identified that in 2008, \nJeffrey Epstein was sentenced to 13 months in prison in Florida, which required him to settle with his then-teenage victims and \nregister as a sex offender after agreeing to a plea deal in which he pleaded guilty to charges of soliciting prostitution. \nPage 4 \nThe enclosed eformaticn was colected and disseminated under provisions of the Bank Secr\n... [truncated, 3006 chars — for the full page use /api/corpus/document/EFTA01656426/3 or ?id=EFTA01656426&page=3]", "char_count": 3006}, {"efta_number": "EFTA01656426", "page_number": 4, "text_content": "FinCEN I \nFinancial Crimes Enforcement Network \nUnited Sows Departmait ul the Treasury \nBSAR Transcript \nBSA: 31000150848290 and DCN: \nNarrative \nAccount Z40-021776 was established on 04/12/2019 with FBS, a registered broker-dealer that clears transactions for its clients \nthrough an affiliated registered broker-dealer, NFS, and is registered to Southern Trust Company Inc. (TIN: 66-0779861), at 6100 \nRed Hook Quarter B3, St. Thomas, VI 00802. NFS processes payments and settlements in this brokerage account through \nholdings of one of the registered money market funds in the Fidelity Group of Funds. Account documents identified the authorized \nindividuals as Richard Kahn (SSN: S \nDOB \nand Jeffrey Epstein (SSN: \nA review of the activity in the above-described account from the account establishment date of 04/12/2019 to 07/18/2019 \nidentified the following relevant activity: \n- On 04/12/2019, the account received a check deposit in the amount of $250,000.00 from FirstBank account number \n7211098521 in the name of Southern Trust Company Inc. in St. Thomas, VI. \n- On 04/17/2019 and 04/26/2019, the account received wire transfers in the amounts of $2,000,000.00 and $3,000.000.00, \nrespectively, from Deutsch Bank Trust Company. The sender on both wires was identified as Southern Trust Company Inc. \n- On 05/14/2019, the account received a wire transfer in the amount of $650.18 from Pershing LLC. The sender on the wire was \nidentified as Southern Trust Company Inc. \n- On 06/11/2019, the account disbursed $866,905.25 via wire transfer to FirstBank Puerto Rico account number 7211098521 \n(ABA number 221571473) in the name of Southern Trust Company Inc. \n- On 06/11/2019, the account disbursed $1,500,000.00 via wire transfer to Banco Popular De Puerto Rico account number \n196077567 (ABA number 021502011) in the name of Jeffrey Epstein. \n- On 06/11/2019, the account disbursed $2500,000.00 via wire transfer to FirstBank Puerto Rico account number 7191372601 \nPage 5 \nThe enclosed ef\n... [truncated, 3075 chars — for the full page use /api/corpus/document/EFTA01656426/4 or ?id=EFTA01656426&page=4]", "char_count": 3075}, {"efta_number": "EFTA01656426", "page_number": 5, "text_content": "FinCEN I Financial Crimes Enforcement Network \nUnited Anus Dept (malt tithe riccury \nBSAR Transcript \nBSA: 31000150848290 and DCN: \nNarrative \n(ABA number 221571473) in the name of Jeffrey Epstein. \n- On 07/02/2019, the account disbursed $3,591.16 via wire transfer to FirstBank Puerto Rico account number 7211098521 (ABA \nnumber: 221571473) in the name of Southern Trust Company Inc. \nAdditional activity included the disbursement of two securities via ACAT transfer on 07/03/2019 to Interactive Brokers account \nnumber U2269756. \nAs of 07/18/2019, account Z40-021773 had a balance of zero. The account was restricted on 05/30/2019 to closing transactions \nonly. \nDue Diligence: \nA credit header report confirmed the above-provided identifying information of Jeffrey Epstein. \nA review of public media information identified Jeffrey Epstein as the 100% owner of Southern Trust Company Inc. \nNo additional relevant information was identified. \nPage 6 \nThe enclosed reformation was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. \n5311. et seq.: 31 CFR Chyle; X. The nformation is sensitive n nature and is to be treats accadingly. The information may be used only foe a purpose conustent with a crime* tax. or regulatory \nnveztigation or proceeding. of in the conduct of ntelligence of counterntelligence activitiesoncludng analysis, to protect against nternabonal terrorism. See 31 U.S.C. 5311. The information soviet be \nfurther released. disseminated. disclosed. or transmitted without pith approval of the Director of Fnancial Crates Enforcement Network or his authorized delegate Suspicious activity reports fled under \nthe BSA must be treated with particular care given that they contain unsubstantiated allegations of passible criminal activity. akin to conklenbal informant tips- Unauthorized release of information \ncollected wider the BSA may result in criminal or civil sancti\n... [truncated, 2039 chars — for the full page use /api/corpus/document/EFTA01656426/5 or ?id=EFTA01656426&page=5]", "char_count": 2039}]}