{"efta_number": "EFTA01479242", "page_count": 5, "url": "https://epstein-data.com/EFTA01479242", "pdf_url": "https://epstein-data.com/pdf/EFTA01479242.pdf", "pages": [{"efta_number": "EFTA01479242", "page_number": 0, "text_content": "Subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] \n[I] \nFrom: Todd Stevens \nDate: Wed, 20 Jan 2016 14:24:20 -0500 \nTo: Chip Packard <\n> \nClassification: For internal use only \nAre you supportive of this account opening? \nFrom: Wayne Salit \nSent: Tuesday, January 19, 2016 2:10 PM \nTo: Daniel Sabba \nCc: Todd Stevens; Chip Packard; Jan Bornebusch \nSubject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] \n[I] \nClassification: For internal use only \nDan — \nAs we discussed, I do not have any further guidance on whether ARRC would \npermit a new brokerage account for Mr. Epstein or not. I suggest you reach \nto Carol Saracco from the ARRC to get more detail on the parameters of the \ntheir guidance in the e-mail date Feb 6, 2015 below. Specifically, does the \nproposed new brokerage account for one of Mr. Epstein's entities require \nbringing this matter back to ARRC. \nKind Regards, \nWayne Salit \nDeutsche Bank Americas \nEFTA01479242\n", "char_count": 980}, {"efta_number": "EFTA01479242", "page_number": 1, "text_content": "From: Daniel Sabba \nSent: Tuesday, January 19, 2016 1:49 PM \nTo: Daniel Sabba; Wayne Salit \nCc: Todd Stevens; Chip Packard \nSubject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] \nHi Wayne — I tried to call and got voice mail. We wanted to follow-up on \nthis matter — the client continues to inquire about the opening of this \naccount. Regards, Daniel \nFrom: Daniel Sabba \nSent: Wednesday, January 13, 2016 2:17 PM \nTo: Wayne Salit \nCc: Todd Stevens; Chip Packard \nSubject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] \nWayne — I hope all is well. Jeffrey Epstein's CFO has requested the opening \nof a new DBSI account for one of his entities (Gratitude America, Ltd. — see \nattached). We would like to get clarity on whether this can be done with the \napprovals we have in place or whether this has to be brought to the RRC. \nPlease see below on guidance we received from Jan Ford on this matter early \nlast year after it was brought for the committee's consideration. Can you \nplease advise on this matter? \nFrom: Daniel Sabba \nSent: Friday, January 08, 2016 10:02 AM \nTo: Todd Stevens \nSubject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] \nTodd - \nplease see below from Jan Ford/Wayne Salit on the reputational risk \nEFTA01479243\n", "char_count": 1299}, {"efta_number": "EFTA01479242", "page_number": 2, "text_content": "committee's assessment of this client situation early last year. Jeffrey \nEpstein's CFO (Rich Kahn) has requested the opening of a new account on \nTuesday (email attached). Per the determination made by the committee \n(below), this would require the account opening to be brought to \nreputational risk committee for approval. Please advise us on how to \nproceed. Thank you, Daniel \nFrom: Wayne Salit \nSent: Monday, March 30, 2015 12:38 PM \nTo: Daniel Sabba \nSubject: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] \nClassification: Confidential \nDan — \nHere is the e-mail (dated 2/6/2015 from Jan Ford you requested (see below). \nThis e-mail is confidential and must not be shared with any third party \n(including the client) or anyone internally - other than your direct \nmanagement chain (e.g. Caroline, etc.) as required. \nPlease let me know if you require any additional information. \nKind Regards, \nWayne Salit \nFrom: Jan Ford \nSent: Friday, February 06, 2015 8:16 AM \nTo: Stuart Clarke; Carol Saracco \nCc: Jan Bornebusch; Wayne Salit \nSubject: RE: Jeff Epstein [I] \nEFTA01479244\n", "char_count": 1100}, {"efta_number": "EFTA01479242", "page_number": 3, "text_content": "Classification: For internal use only \nHi Stuart and Carol, \nAs you know, we agreed last week at RRC to continue business as usual with \nJeff Epstein based upon Chip Packard's due diligence visit with him. I want \nto make sure the minutes for the RRC meeting accurately reflect what we \nagreed, so I asked AML to help re-construct the direction we had given the \nbusiness. Subject to everyone's agreement, I believe the guidance was, and \nshould continue to be, as follows (but anyone can jump in to correct this): \n1. \nThe client may continue to conduct trades and transactions in \nexisting accounts without Compliance pre-approval, provided that the \nbusiness has determined these transactions do not involve any unusual and/or \nsuspicious activity or are in a size that is unusually significant or a \nnovel structure. \n2. \nConsistent with this, CB&S may also \"open\" accounts to facilitate \nactivity as a booking matter where the activity has already been approved in \nAWM. \n3. \nIn addition, the business will need to monitor for any further \ndevelopments in connection with the reputational risk of this client \nrelationship and to review transaction/activity conducted in the accounts \nfor any activity, size or structure as described in #1 above. \nMany thanks, Jan \nElizabeth J. Ford \nManaging Director I Head of Compliance, Americas \nDeutsche Bank \nEFTA01479245\n", "char_count": 1368}, {"efta_number": "EFTA01479242", "page_number": 4, "text_content": "Tel: \nEmail \nEFTA01479246\n", "char_count": 26}]}