{"efta_number": "EFTA01428714", "page_count": 44, "url": "https://epstein-data.com/EFTA01428714", "pdf_url": "https://epstein-data.com/pdf/EFTA01428714.pdf", "pages": [{"efta_number": "EFTA01428714", "page_number": 0, "text_content": "Subject: RE: MD approval for ACUs completed for High Risk Clients [I] \nFrom: Vaishali-P Mehta \nDate: Wed, 05 Apr 2017 13:16:38 -0400 \nTo: Joanne Jensen \nAndrew Gallivan \nCc: Mark Gonzalez \nRachel Maglicic \nStewart Oldfield \nBrian P Conve \nJennifer Shay \nAndrea Nicoletti \nRosemary Vrablic \nMary A Coleman \nTerrence F Tan \nTerri Sohra \nClassification: For internal use only \nHi Joanne \nI fully understand. \nThankfully this is the last of the emails as going forward we will have KYC \nupdates which will be individually approved. Therefore, this will not be \nrepeated. \nI apologize for the distribution list below. \nRegards, \nVaishali Mehta \nDeutsche Bank Wealth Management \n101 California Street, Suite 2400, San Francisco, CA USA \nEFTA01428714\n", "char_count": 744}, {"efta_number": "EFTA01428714", "page_number": 1, "text_content": "From: Joanne Jensen \nSent: Wednesday, April 05, 2017 1:15 PM \nTo: Vaishali-P Mehta; Andrew Gallivan \nCc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; \nJennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence \nF Tangney; Terri Sohrab \nSubject: RE: MD approval for ACUs completed for High Risk Clients [I] \nClassification: For internal use only \nVaishali, \nFor confidentiality purposes, I do not believe that this list should be \nbroadly distributed. I would request that any correspondence regarding our \nclients be sent exclusively to me and not the broader group. I'm sure my \ncolleagues would agree. \nKind regards, \nJoanne Jensen \nfhttps://brandportal.intranet.db.com/img/modules/- \nDAWN_ logo_ metallic 46x46.gifl \nJoanne Jensen \nManaging Director I Private Banker \nDeutsche Bank Trust Company Americas \nDeutsche Bank Wealth Management \n345 Park Avenue, 24th Floor 10154-0004 New York, NY, USA \nEFTA01428715\n", "char_count": 951}, {"efta_number": "EFTA01428714", "page_number": 2, "text_content": "{https://brandportal.intranet.db.com/img/modules/claim_en_rgb.gif} \nSecurities offered through Deutsche Bank Securities Inc. \nFrom: Vaishali-P Mehta \nSent: Wednesday, April 05, 2017 12:23 PM \nTo: Andrew Gallivan \nCc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne \nJensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; \nTerrence F Tangney; Terri Sohrab \nSubject: MD approval for ACUs completed for High Risk Clients [I] \nClassification: For internal use only \nDear Andrew , \nAll the below ACUs were completed for High Risk clients for this month. As \nyou know the new Policy now requires an MD Approval over and above the \napproval of the account owner / RM. Which means if the RM is an MD, the \napproval must come from another MD who is in their reporting line. \nIn that regard, could you please approve the below ACUs? \nAnnual Client Update: ID \nGCIS Customer Number \nCustomer Name \nMD \nAnnual Client Update: Created Date \nA14. \nEFTA01428716\n", "char_count": 991}, {"efta_number": "EFTA01428714", "page_number": 3, "text_content": "A15. Client Status Update Description \nA16. \nA17. \nCustomer Owner \nCJA Private Equity Financial Restructuring Master Fund I, L.P. \nAndrew Gallivan \n3/8/2017 \nThe entity is a Private Equity Investments firm. Commitments to the fund \nare raised from a number of sources including personal pension funds, \nfinancial institutions, foundations, endowments, and wealthy individuals. \nCommitments to the fund are raised from a number of sources including \npersonal pension funds, financial institutions, foundations, endowments, and \nwealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM No \nchanges so far this year. \nNo \nNo \nMark Gonzalez \nCJA Public Private Multi Manager Master Fund, L.P. \nAndrew Gallivan \n3/8/2017 \nThe entity is a Private Equity Investments firm. Commitments to the fund \nare raised from a number of sources including personal pension funds, \nfinancial institutions, foundations, endowments, and wealthy individuals. \nYr Net Profit $10MM, Investable Assets $100MM There have been no changes \nfor this entity this year. \nEFTA01428717\n", "char_count": 1062}, {"efta_number": "EFTA01428714", "page_number": 4, "text_content": "No \nNo \nMark Gonzalez \nGapstow Capital Partners LP \nAndrew Gallivan \n3/8/2017 \nPrivate Equity Investments-Income is derived from investment management \nfees. \nThere have been no significant changes to this client's activity. \nNo \nNo \nMark Gonzalez \nGapstow Community Financials Fund LP \nAndrew Gallivan \n3/8/2017 \nThe entity is a Private Equity Investments firm. Commitments to the fund \nare raised from a number of sources including personal pension funds, \nfinancial institutions, foundations, endowments, and wealthy individuals. \nNo changes have occurred for this entity. \nNo \nNo \nMark Gonzalez \nEFTA01428718\n", "char_count": 613}, {"efta_number": "EFTA01428714", "page_number": 5, "text_content": "Gapstow Credit & Special Situations Master Fund LP \nAndrew Gallivan \n3/8/2017 \nThe entity is a Private Equity Investments firm. Commitments to the fund \nare raised from a number of sources including personal pension funds, \nfinancial institutions, foundations, endowments, and wealthy individuals. \nYr Net Profit $10MM, Investable Assets $100MM There have been no changes in \ncircumstances this year. \nNo \nNo \nMark Gonzalez \nGapstow Opportunity Master Fund, LP \nAndrew Gallivan \n3/8/2017 \nThe entity is a Private Equity Investments firm. Commitments to the fund \nare raised from a number of sources including personal pension funds, \nfinancial institutions, foundations, endowments, and wealthy individuals. \nYr Net Profit $10MM, Investable Assets $100MM Nothing has changed for this \nparticular entity. \nNo \nNo \nMark Gonzalez \nEFTA01428719\n", "char_count": 841}, {"efta_number": "EFTA01428714", "page_number": 6, "text_content": "Gapstow Real Estate Yield Master Fund, L.P. \nAndrew Gallivan \n3/8/2017 \nThe entity is a Private Equity Investments firm. Commitments to the fund \nare raised from a number of sources including personal pension funds, \nfinancial institutions, foundations, endowments, and wealthy individuals. \nYr Net Profit $10MM, Investable Assets $100MM No chages have occured for \nthis entity. \nNo \nNo \nMark Gonzalez \nGapstow Structured Credit Master Fund LP \nAndrew Gallivan \n3/16/2017 \nThe entity is a Private Equity Investments firm. Commitments to the fund \nare raised from a number of sources including personal pension funds, \nfinancial institutions, foundations, endowments, and wealthy individuals. \nNo changes have occurred for this entity. \nNo \nNo \nMark Gonzalez \nCabrerizo, Tom \nEFTA01428720\n", "char_count": 788}, {"efta_number": "EFTA01428714", "page_number": 7, "text_content": "Andrew Gallivan \n3/14/2017 \nNo changes to report. \nNo changes to report. Rachel spoke w/Tom Cabririzo to inform him she would \nnow be handling his DB relationship. \nYes \nNo \nRachel Maglicic \nFlorescue Family Corporation \nAndrew Gallivan \n3/14/2017 \nNo changes to report. \nNo changes to report. Rachel provided Barry Florescue an update on the \nrecently executed swap and introduced the GSMM investment opportunity. \nYes \nNo \nRachel Maglicic \nButterfly Trust \nAndrew Gallivan \n3/16/2017 \nchange in beneficiaries \nEFTA01428721\n", "char_count": 525}, {"efta_number": "EFTA01428714", "page_number": 8, "text_content": "No material change \nYes \nNo \nStewart Oldfield \nHBRK Associates, Inc \nAndrew Gallivan \n3/16/2017 \nNo material change \nNo material change \nYes \nNo \nStewart Oldfield \nHyperion Air, LLC \nAndrew Gallivan \n3/16/2017 \nno material change \nno material change \nYes \nNo \nStewart Oldfield \nEFTA01428722\n", "char_count": 291}, {"efta_number": "EFTA01428714", "page_number": 9, "text_content": "JEGE, Inc \nAndrew Gallivan \n3/16/2017 \nno material change \nno material change \nYes \nNo \nStewart Oldfield \nJEGE, Inc \nAndrew Gallivan \n3/16/2017 \nno material change \nno material change \nYes \nNo \nStewart Oldfield \nJEGE, LLC \nAndrew Gallivan \n3/16/2017 \nEFTA01428723\n", "char_count": 264}, {"efta_number": "EFTA01428714", "page_number": 10, "text_content": "No material change \nNo material change \nYes \nNo \nStewart Oldfield \nAndrew Gallivan \n3/16/2017 \nno material change \nno material change \nYes \nNo \nStewart Oldfield \nNeptune, LLC \nAndrew Gallivan \n3/16/2017 \nno material change \nno material change \nYes \nNo \nEFTA01428724\n", "char_count": 266}, {"efta_number": "EFTA01428714", "page_number": 11, "text_content": "Stewart Oldfield \nNES, LLC \nAndrew Gallivan \n3/16/2017 \nNo material change \nNo material change \nYes \nNo \nStewart Oldfield \nPlan D, LLC \nAndrew Gallivan \n3/16/2017 \nNo material change \nNo material change \nYes \nNo \nStewart Oldfield \nSouthern Financial LLC \nEFTA01428725\n", "char_count": 268}, {"efta_number": "EFTA01428714", "page_number": 12, "text_content": "Andrew Gallivan \n3/16/2017 \nNo changes in activities. \nNo changes \nYes \nNo \nStewart Oldfield \nSouthern Trust Company, Inc. \nAndrew Gallivan \n3/16/2017 \nSouthern Trust Company has not changed its nature of business within the \npast year. it is still a private investment company and has no changed. \nSouthern Trust is still a private investment company and has not had any \nchanges \nNo \nNo \nStewart Oldfield \nThe 2007 Jeffrey E. Epstein Insurance Trust #3 \nAndrew Gallivan \n3/16/2017 \nNo material change \nNo material change \nEFTA01428726\n", "char_count": 537}, {"efta_number": "EFTA01428714", "page_number": 13, "text_content": "Yes \nNo \nStewart Oldfield \nAltpoint Capital Partners, LLC \nAndrew Gallivan \n3/10/2017 \nThey are part of the small accounts exit project.. we are planning to close \ntheir accounts \nThere are no changes to clients employment status, health or primary \nresidence. \nNo \nNo \nBrian Convey \nJarero, Cristina \nAndrew Gallivan \n3/10/2017 \nJohn Marson spoke with client re: accounts \nThere are no material changes \nNo \nNo \nBrian Convey \nEFTA01428727\n", "char_count": 440}, {"efta_number": "EFTA01428714", "page_number": 14, "text_content": "Kestenbaum, Jacob \nAndrew Gallivan \n3/13/2017 \nScott Prokop and Brian Convey speaks with client to review his account. \nThere are no material changes \nYes \nNo \nBrian Convey \nPaul A Volcker Irrevocable Life Ins Trust \nAndrew Gallivan \n3/13/2017 \nBrian Convey speaks with client quarterly to review account. \nThere are no changes to client's employment status, health or primary \nresidence \nNo \nNo \nBrian Convey \nPaul Volcker Tr For James P. Volcker \nAndrew Gallivan \nEFTA01428728\n", "char_count": 479}, {"efta_number": "EFTA01428714", "page_number": 15, "text_content": "3/13/2017 \nBrian speaks with client quarterly to review account \nThere are no material changes \nNo \nNo \nBrian Convey \nPaul Volcker Tr For Janice Volcker Zima \nAndrew Gallivan \n3/13/2017 \nBrian Convey speaks with client quarterly to review accounts. \nThere are no material changes \nNo \nNo \nBrian Convey \nVolcker, Paul \nAndrew Gallivan \n3/13/2017 \nBrian Convey speaks with client quarterly to review account. \nThere are \nresidence \nno changes to client's employment status, health or primary \nNo \nEFTA01428729\n", "char_count": 508}, {"efta_number": "EFTA01428714", "page_number": 16, "text_content": "No \nBrian Convey \nBPP F.1 Cayman LP \nAndrew Gallivan \n3/2/2017 \nThe client is an AIV borrower in a credit facility for Blackstone Property \nProperty Partners. \nThe account holds a zero balance currently. \nNo \nNo \nJoanne Jensen \nBPP F.1 DE LP \nAndrew Gallivan \n3/2/2017 \nBPP F.1 DE LP is an AIV borrower under the Blackstone Property Partners \ncredit facility. \nThe client currently holds —$11K on deposit. \nNo \nNo \nJoanne Jensen \nEFTA01428730\n", "char_count": 443}, {"efta_number": "EFTA01428714", "page_number": 17, "text_content": "BPP F.1 REIT Inc. \nAndrew Gallivan \n3/2/2017 \nBPP F.1 REIT Inc. is an AIV borrower on the Blackstone Property Partners \ncredit facility. \nThe client currently holds no assets on deposit with DB. \nNo \nNo \nJoanne Jensen \nBPP F.2 DE LP \nAndrew Gallivan \n3/2/2017 \nBPP F.2 DE LP is an AIV borrower on a credit facility for Blackstone \nProperty Partners. \nThe client has a deposit account holding —$20K. \nNo \nNo \nJoanne Jensen \nD & D Funding II, LLC \nAndrew Gallivan \nEFTA01428731\n", "char_count": 476}, {"efta_number": "EFTA01428714", "page_number": 18, "text_content": "2/28/2017 \nThis company is a Joint Venture entity created owned 50/50 by Chris \nDiamantis and Joe Dinardo. Both Chris and Joe's wealth come from their own \nbusinesses and they use this company for joint ventures in various companies \nand assets. \nThis entity is used solely as an investment vehicle; currently hold —$4MM \nat DB \nNo \nNo \nJoanne Jensen \nWinklevoss Index, LLC \nAndrew Gallivan \n2/27/2017 \nThis entity is owned by the Winklevoss brothers for private investment \npurposes. \nThe account currently holds approx. $6K on deposit. \nNo \nNo \nJoanne Jensen \nWolfson Equities \nAndrew Gallivan \n2/27/2017 \nWolfson Equities is the investment arm of the Wolfson Group, a family-based \ninvestment and real estate company. \nEFTA01428732\n", "char_count": 735}, {"efta_number": "EFTA01428714", "page_number": 19, "text_content": "The client doesn't currently have any assets with DB. \nNo \nNo \nJoanne Jensen \nWindels, Catherine \nAndrew Gallivan \n3/3/2017 \nNo material changes. \nNo material changes. \nNo \nNo \nAndrea Nicoletti \nBridge Equities VI, LLC \nAndrew Gallivan \n3/3/2017 \nNo material changes. \nNo material changes. Donna Snyder has retired as of 1/13/2017. \nNo \nNo \nMalcolm Kimble \nEFTA01428733\n", "char_count": 370}, {"efta_number": "EFTA01428714", "page_number": 20, "text_content": "STEWART BAINUM JR. REVOCABLE TRUST \nAndrew Gallivan \n3/3/2017 \nNo material changes \nNo material changes. Donna Snyder has retired as of 1/13/2017. \nNo \nNo \nMalcolm Kimble \nSunbridge Holdings, LLC \nAndrew Gallivan \n3/3/2017 \nNo material changes. \nNo material changes. Donna Snyder has retired as of 1/13/2017. \nNo \nNo \nMalcolm Kimble \nDVI PE (Mauritius) Ltd \nAndrew Gallivan \nEFTA01428734\n", "char_count": 388}, {"efta_number": "EFTA01428714", "page_number": 21, "text_content": "3/3/2017 \nThe purpose of the entity is to invest in shares of private investment \ncompanies in India and to serve as a master fund for other existing funds. \nNo material changes \nNo \nNo \nMary Ann Coleman \n1960 East 5th Street, LLC \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \n469 Avenue S LLC \nAndrew Gallivan \n3/9/2017 \nno activity. This account is used to own the property at 469 Avenue S, \nBrooklyn, NY \nno activity. This account is used to own the property at 469 Avenue S, \nBrooklyn, NY \nEFTA01428735\n", "char_count": 540}, {"efta_number": "EFTA01428714", "page_number": 22, "text_content": "Yes \nNo \nRosemary Vrablic \nAQL Hartwell LLC \nAndrew Gallivan \n2/28/2017 \nno changes from KYC - loan has been terminated \nno changes from KYC - loan has been terminated \nYes \nNo \nRosemary Vrablic \nCommunity Organizations, LLC \nAndrew Gallivan \n3/1/2017 \nno material changes \nno material changes \nYes \nNo \nRosemary Vrablic \nEFTA01428736\n", "char_count": 335}, {"efta_number": "EFTA01428714", "page_number": 23, "text_content": "Community Organizations, LLC \nAndrew Gallivan \n3/9/2017 \nno material changes \nno material changes \nYes \nNo \nRosemary Vrablic \nFranco, Isaac S \nAndrew Gallivan \n3/1/2017 \nno changes from KYC \nNo changes from KYC \nYes \nNo \nRosemary Vrablic \nFranco Realty Group, LLC \nAndrew Gallivan \n3/1/2017 \nNo new activities or changes \nEFTA01428737\n", "char_count": 335}, {"efta_number": "EFTA01428714", "page_number": 24, "text_content": "No changes \nYes \nNo \nRosemary Vrablic \nFranco Realty Group, LLC \nAndrew Gallivan \n3/1/2017 \nNo new activities or changes \nNo changes \nYes \nNo \nRosemary Vrablic \nFranco Realty Group, LLC \nAndrew Gallivan \n3/9/2017 \nNo new activities or changes \nNo changes \nYes \nNo \nRosemary Vrablic \nEFTA01428738\n", "char_count": 296}, {"efta_number": "EFTA01428714", "page_number": 25, "text_content": "Franco Realty Group, LLC \nAndrew Gallivan \n3/9/2017 \nNo new activities or changes \nNo changes \nYes \nNo \nRosemary Vrablic \nI Like Ike, LLC \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \nI Like Ike Kingswood, LLC \nAndrew Gallivan \nEFTA01428739\n", "char_count": 274}, {"efta_number": "EFTA01428714", "page_number": 26, "text_content": "3/1/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \nInfinity AL Holdings, LLC \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \nInfinity Entertainment, LLC \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nYes \nNo \nEFTA01428740\n", "char_count": 268}, {"efta_number": "EFTA01428714", "page_number": 27, "text_content": "Rosemary Vrablic \nInfinity LW 12th Street, LLC \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \nInfinity PLR 44, LLC \nAndrew Gallivan \n3/1/2017 \nno changes from KYC \nno changes from kyc \nYes \nNo \nRosemary Vrablic \nInfinity PLR 44, LLC \nEFTA01428741\n", "char_count": 279}, {"efta_number": "EFTA01428714", "page_number": 28, "text_content": "Andrew Gallivan \n3/8/2017 \nno changes from KYC \nno changes from kyc \nYes \nNo \nRosemary Vrablic \nInfinity PLR 44, LLC \nAndrew Gallivan \n3/9/2017 \nno changes from KYC \nno changes from kyc \nYes \nNo \nRosemary Vrablic \nInfinity S Kingswood LLC \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nEFTA01428742\n", "char_count": 304}, {"efta_number": "EFTA01428714", "page_number": 29, "text_content": "Yes \nNo \nRosemary Vrablic \nInfinity Sports Licensing, LLC \nAndrew Gallivan \n3/1/2017 \nno changes \nno changes \nYes \nNo \nRosemary Vrablic \nIRE-NG 1715 E. 13th Street, LLC \nAndrew Gallivan \n3/9/2017 \nno change to KYC \nSubject property was recently leased to Target in a 10 year contract. \nYes \nNo \nRosemary Vrablic \nEFTA01428743\n", "char_count": 326}, {"efta_number": "EFTA01428714", "page_number": 30, "text_content": "Isaac Franco 2001 Grantor Retained Annuity Trust \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \nIsaac Franco 2002 Grantor Retained Annuity Trust \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \nIsaac Franco 2008 Irrevocable Trust \nAndrew Gallivan \n3/1/2017 \nNo Changes \nEFTA01428744\n", "char_count": 345}, {"efta_number": "EFTA01428714", "page_number": 31, "text_content": "No Changes \nYes \nNo \nRosemary Vrablic \nISF Parkway LLC \nAndrew Gallivan \n3/9/2017 \nno new changes \nno new changes \nYes \nNo \nRosemary Vrablic \nIUC 701 Times Square LLC \nAndrew Gallivan \n3/1/2017 \nno changes \nno changes \nYes \nNo \nRosemary Vrablic \nEFTA01428745\n", "char_count": 259}, {"efta_number": "EFTA01428714", "page_number": 32, "text_content": "Katzoff, Gerald \nAndrew Gallivan \n3/8/2017 \nno changes to kyc \nno changes to kyc \nYes \nNo \nRosemary Vrablic \nKatzoff, Gerald \nAndrew Gallivan \n3/8/2017 \nno changes to kyc \nno changes to kyc \nYes \nNo \nRosemary Vrablic \nKatzoff, Stuart \nAndrew Gallivan \nEFTA01428746\n", "char_count": 265}, {"efta_number": "EFTA01428714", "page_number": 33, "text_content": "3/8/2017 \nThere are no material changes. \nThere are no material changes. \nYes \nNo \nRosemary Vrablic \nLW 12th Street Holding, LLC \nAndrew Gallivan \n2/22/2017 \nno changes from KYC \nno changes from KYC \nYes \nNo \nRosemary Vrablic \nMISS AMERICA PROPERTIES, LLC \nAndrew Gallivan \n3/1/2017 \nNo updates since previous update \nNo updates since previous update \nYes \nNo \nEFTA01428747\n", "char_count": 374}, {"efta_number": "EFTA01428714", "page_number": 34, "text_content": "Rosemary Vrablic \nMISS AMERICA PROPERTIES, LLC \nAndrew Gallivan \n3/1/2017 \nNo updates since previous update \nNo updates since previous update \nYes \nNo \nRosemary Vrablic \nNevada Land III LLC \nAndrew Gallivan \n3/8/2017 \nno changes from kyc \nno changes from kyc \nYes \nNo \nRosemary Vrablic \nSeminole Housing LLC \nEFTA01428748\n", "char_count": 322}, {"efta_number": "EFTA01428714", "page_number": 35, "text_content": "Andrew Gallivan \n2/28/2017 \nno changes since KYC \nno changes since KYC \nYes \nNo \nRosemary Vrablic \nS Franco Realty, LLC \nAndrew Gallivan \n3/1/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \nS Franco Realty, LLC \nAndrew Gallivan \n3/9/2017 \nNo changes \nNo changes \nEFTA01428749\n", "char_count": 285}, {"efta_number": "EFTA01428714", "page_number": 36, "text_content": "Yes \nNo \nRosemary Vrablic \nS Franco Realty, LLC \nAndrew Gallivan \n3/9/2017 \nNo changes \nNo changes \nYes \nNo \nRosemary Vrablic \nSK Baseball Holdings LLC \nAndrew Gallivan \n3/8/2017 \nno changes from kyc \nno changes from kyc \nYes \nNo \nRosemary Vrablic \nEFTA01428750\n", "char_count": 262}, {"efta_number": "EFTA01428714", "page_number": 37, "text_content": "Stallion 44, LLC \nAndrew Gallivan \n3/1/2017 \nno changes from kyc \nno changes from kyc \nNo \nNo \nRosemary Vrablic \nWestbury Management Group LLC \nAndrew Gallivan \n3/8/2017 \nno changes to kyc \nno changes to kyc \nYes \nNo \nRosemary Vrablic \nFundacion Noal \nAndrew Gallivan \n2/28/2017 \nHildegarde Novey Kotchman inherited a piece of undeveloped land in Panama \nEFTA01428751\n", "char_count": 368}, {"efta_number": "EFTA01428714", "page_number": 38, "text_content": "from her father (Robert Novey - KYC CASE # 583662). The land was sold to a \ndeveloper who established the Santa Maria Business park. These are the \nproceeds of that sale. \nAfter a number of conversations we received her signed Entity Self \nCertification Form (CRP) as required for a resident of Panama. \nYes \nNo \nTerrence Tangney \nFundacion Noal \nAndrew Gallivan \n2/28/2017 \nHildegarde Novey Kotchman inherited a piece of undeveloped land in Panama \nfrom her father (Robert Novey - KYC CASE # 583662). The land was sold to a \ndeveloper who established the Santa Maria Business park. These are the \nproceeds of that sale. \nAfter a number of conversations we received her signed Entity Self \nCertification Form (CRP) as required for a resident of Panama. \nYes \nNo \nTerrence Tangney \nLundberg, Fredrik \nAndrew Gallivan \n2/27/2017 \nFredrik Lundberg (born August 5, 1951) is a Swedish businessman. His father \nwas Lars Erik Lundberg (1920-2001) founder of L E Lundbergfaretagen. Fredrik \nEFTA01428752\n", "char_count": 996}, {"efta_number": "EFTA01428714", "page_number": 39, "text_content": "Lundberg is president and CEO of L E Lundbergferetagen, of which he \ninherited a controlling stake from his father. He is the ninth wealthiest \nperson in Sweden, according to Forbes magazine. In 1944, when Lars Erik \nLundberg - Frederik's father - was only 24, he formed the company that was \nlater to become Lundbergs in his apartment in Norrkiiping. This company \nengaged in construction operations and focused on residential building. At \nan early stage, Lars Erik Lundberg started to show an interest in investing \nin proprietary properties, having understood the value represented by \nexpansion into an additional business sector, real estate management. This \nmove created greater stability in the company, which could gradually reduce \nits dependence on construction operations. It is this foundation upon which \nFastighets AB L E Lundberg?s property operations rest today. At the end of \nthe 1970s, Lundbergs began to consider a further expansion of the group?s \noperations and, during the 1980s, a series of investments were made within \nnew industries. Finance companies were acquired and developed, as were \nseveral smaller industrial companies. Investments were also made in certain \npublicly listed companies. The group?s operations became increasingly \ndiversified and, during the second half of the 1980s, it was decided that \ninvestments outside the core area of construction and real estate operations \nwould be concentrated in a limited number of publicly listed companies. In \n1983, the shares in Lundbergs, with Lars Erik Lundberg's son Fredrik \nLundberg as President and CEO, were listed on the Stockholm Stock Exchange. \nFrom its original status as a wholly owned family company, the step was now \nfully taken into the glare of the public eye. However, the Lundberg family \nretained a clear majority holding in the Company. Accordingly, during its \nfirst 60 years, Lundbergs has developed from a construction company to an \ninvestment company with interests in several different\n... [truncated, 2437 chars — for the full page use /api/corpus/document/EFTA01428714/39 or ?id=EFTA01428714&page=39]", "char_count": 2437}, {"efta_number": "EFTA01428714", "page_number": 40, "text_content": "private investments. \nDiscussed replacement debit card. No material changes. \nYes \nNo \nTerrence Tangney \nVernon E. Jordan, Jr. Revocable Trust \nAndrew Gallivan \n3/7/2017 \nMr. Jordan is a Partner at the law firm of Akin, Gump, Strauss, Hauer & \nFeld. He is also a Senior Managing Director at Lazard Freres. Mr. Jordan \nalso remains a director on a number of corporate boards including American \nExpress, J.C. Penney Corporation, Xerox, Asbury Automotive Group and the Dow \nJones & Company. He is formerly a member of the board of directors of \nRevlon, Sara Lee, Corning and RJR Nabisco. \nno changes \nYes \nNo \nTerrence Tangney \nVickee Jordan Adams 2013 GRAT \nAndrew Gallivan \n3/7/2017 \nMr. Jordan is a Partner at the law firm of Akin, Gump, Strauss, Hauer & \nFeld. He is also a Senior Managing Director at Lazard Freres. Mr. Jordan \nalso remains a director on a number of corporate boards including American \nExpress, J.C. Penney Corporation, Xerox, Asbury Automotive Group and the Dow \nEFTA01428754\n", "char_count": 998}, {"efta_number": "EFTA01428714", "page_number": 41, "text_content": "Jones & Company. He is formerly a member of the board of directors of \nRevlon, Sara Lee, Corning and RJR Nabisco. \nno changes \nYes \nNo \nTerrence Tangney \nFunction(x) Inc. \nAndrew Gallivan \n3/8/2017 \nno material changes \nno changes \nNo \nNo \nTerri Sohrab \nSea Change Foundation \nAndrew Gallivan \n3/8/2017 \nno material changes \nno material changes \nNo \nNo \nEFTA01428755\n", "char_count": 367}, {"efta_number": "EFTA01428714", "page_number": 42, "text_content": "Terri Sohrab \nSFX Entertainment Inc. \nAndrew Gallivan \n3/8/2017 \naccounts have closed as of 2/1/2016 \naccounts have closed as of 2/1/2016 \nNo \nNo \nTerri Sohrab \nPlease note that this is the last month that I will be asking for these \napprovals manually, as of April we will be doing KYC updates/ Periodic \nReviews which will require the MD signature via DB Force. \nPlease let me know if you have any questions. \nRegards, \nVaishali Mehta \nDeutsche Bank Wealth Management \n101 California Street, Suite 2400, San Francisco, CA USA \nTel. +1(415)617-2935 \nMobile +1 (516)359-1775 \nEmail vaishali-p.mehta@db.com \nEFTA01428756\n", "char_count": 620}, {"efta_number": "EFTA01428714", "page_number": 43, "text_content": "EFTA01428757\n", "char_count": 13}]}