{"efta_number": "EFTA01362257", "page_count": 1, "url": "https://epstein-data.com/EFTA01362257", "pdf_url": "https://epstein-data.com/pdf/EFTA01362257.pdf", "pages": [{"efta_number": "EFTA01362257", "page_number": 0, "text_content": "From:\nSent: \n8/23/2018 3:03:16 PM \nTo: \nThomas Klemm \nCC: \nDaphne Cales \n• Emily Craig \n• Bradley Gillin \nRichard larossi\n• Vinita Advani \nBCC: \nSubject: \nThomas. \nUpdate : Case management on High Risk accounts III \nBelow please find an update on the pending high risk completions. My recommendation to process more quickly through the cases \nwould be to request the following two exceptions from Compliance/KYC: \nCertificate of Good Standing - COGS should be required every 12-15 months. Requesting this certificate every six months is \n(1) costly to the client: (2) annoying; and (3) time consuming. What is the rational behind the 6 month request and how was that \nperiod of time chosen for this certification; \nFinCen - Once we provide evidence of requesting the FinCen form from the client, we should move the KYC to the next \nstage with a 60 day grace period to obtain them. \nUpdates in red below. \nKhullar Relationship \n• \nAMAAN HOLDINGS LLC — Due Date 06/29/2018 — Pending SoS for SAMRA Holdings Ltd (refer attached 1st email) \n• \nHATTAN HOLDINGS LLC — DueDate 06/29/2018 — Pending SoS for SAMRA Holdings Ltd (refer attached 1st email) \nMARSA HOLDINGS LLC — DueDate 06/29/2018 — Pending SoS for SAMRA Holdings Ltd (refer attached 1st email) \no \nResponse from client, Deepak Khullar, on 8/9/18 - 'SoS for Sarnia- letter of good standing will have to be sourced from the \nregistrars - CITCO and could take a week to ten days' \nJefferies Relationship: \n• \nJCP IV QP, LLC — DueDate 06/30/2018 —\no \nAll outstanding KYC Does received yesterday. pending review. \nCerberus Relationship: \n• \nCerbenis Executive. LLC —DueDate 07/31/2018 — Awaiting dots as per attached 3rd email. I am aware that you have \nfollowed up with client on this. so thanks for that. \no \nWorking with Cetberus' Council. FinCEN Form, Certificate of Good Standings (within 6 months), and constitutional does \nfrom 6 entities were requested. \nSillerman Relationship: \nAircraft Acquisition Corporation — DueDate 08/03/2018 - Awaiting dots as per 4th email attached. \nSillerman Investment Company 10. LLC - DueDate 08/03/2018 - Awaiting does as per 4th email attached. \nTomorrow Foundation - DucDate 08/03/2018 - Pending CDD fonn as per attached 5th email attached. \nElderberry X. LLC — DueDate 08/03/201.8 — Pending CDD fonn as per attached 5th email attached. \nSillerman Investment Corporation — DueDate 08/03/2018 — Awaiting does as per 4th email attached. \no \nRequested FinCEN forms from Sillerman — should receive tomorrow/early next week. \nSouthern Financial/Epstein Relationship: \nEpstein, Jeffrey E. — DueDate 08/08/2018 — Awaiting does as per attached 5th email attached. \nSouthern Financial LLC - DueDate 08/08/2018 — Awaiting does as per attached 8th email attached. \nSouthern Trust Company, Inc. - DueDate 08/08/2018 — Awaiting does as per attached 5th email attached. \nJ. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Does & confirmation required as per attached 10th email \nGoldenTree Asset Management UK LLP- DueDate 08/09/2018 - Docs & confirmation required as per attached 11th email \nGratitude America Ltd - DueDate 08/16/2018- Awaiting dots as per attached 6th email attached. \nNeptune, LLC - DueDate 08/16/2018 - Does required as per attached 2nd email \nNES, LLC - DueDate 08/16/2018 — Does & confirmation required as per attached 9th email. \nLSJE, LLC — DueDate 08/18/2018 — Awaiting dots as per attached 8th email attached. \nHyperion Air, LLC — DueDate 08/18/2018 — Does at confirmation required as per attached 10th emit \nJEGE, Inc — DueDate 08/18/2018 — Awaiting confirmation at does as per attached 7th email \nJEGE, LLC — DueDate 08/18/2018 — Awaiting confinnation & does as per attached 7th email \nPlan D, LLC — DueDate 08/18/2018 — Does & confirmation required as per attached 9th email. \nJapers. Inc - DueDatc 08/18/2018 — Awaiting confirmation & does as per attached 7th email \nCONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) \nDB-SDNY-0051607 \nCONFIDENTIAL \nSDNY_GM_00197791 \nEFTA01362257\n", "char_count": 4003}]}