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05-11-goodyear-information.pdf. 23 See Complaint, SEC v. ABB, supra note 48; Criminal Information at —_ 3, United States v. ABB Inc., No. 10-cr-664 (S.D. Tex. Sept. 29, 2010), I : ECF No. 1 [hereinafter United States v. ABB), available at http:// wwwjustice.gov/criminal/fraud/fcpa/cases/abb/09-20- 10abbinc-info. En d notes pdé; Constitucién Politica de los Estados Unidos Mexicanos [C.P.], as amended, art. 27, Diario Oficial de la Federacién [DO], 5 de Febrero de 1917 (Mex.); Ley Del Servicio Publico de Energia Electrica, as amended, art. 1-3, 10, Diario Oficial de la Federacién [DO], 22 de Diciembre de 1975 (Mex.). 24 See Indictment at 2, United States v. Esquenazi, supra note 44, ECF No. 3; Affidavit of Mr. Louis Gary Lissade at 1-9, id., ECF No. 417-2. US.C. §§ 78dd-2(a)(3), 78dd-3(a) (3). 5 Criminal Information at 30-31, United States v. Alcatel-Lucent France, 138 See Section 30A(f)(2)(A) of the Exchange Act, 15 U.S.C. § 78dd-1(f) supra note 56, ECF No. 10. (2)(A); 15 US.C. §§ 78dd-2(h)(3)(A), 78d4-3(£)(3)(A). Ro 7d. 8 See Section 30A(f)(2)(B) of the Exchange Act, 15 US.C. § 78dd-1(F) 7 See International Anti-Bribery and Fair Competition Act of 1998, (2)(B); 15 U.S.C. §§ 78dd-2(h)(3)(B), 78dd-3(f)(3)(B). The “knowing” Pub. L. 105-366 § 2, 112 Stat. 3302, 3303, 3305, 3308 (1998). standard was intended to cover “both prohibited actions that are taken "°8 Section 30A(F)(1)(B) of the Exchange Act, 15 US.C. § 78dd-1(f)(1) with ‘actual knowledge’ of intended results as well as other actions (B); 15 US.C. §§ 78dd-2(h)(2)(B), 78dd-3 (£) (2)(B). that, while falling short of what the law terms ‘positive knowledge, ' Third parties and intermediaries themselves are also liable for FCPA nevertheless evidence a conscious disregard or deliberate ignorance violations. Section 30A (a) of the Exchange Act, 15 U.S.C. § 78dd-1(a); of known circumstances that should reasonably alert one to the high 15 US.C. §§ 78dd-2(a), and 78dd-3(a). probability of violations of the Act.” H.R. Rep.

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